DM Stone JobsInBrokeragecom Jobs

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Dm Stone Jobs In Brokeragecom Jobs By Company

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CORPORATE ACCOUNTING MANAGER

DM Stone JobsInBrokerage.com - San Francisco, CA

Fortune 100 company is looking for a Corp Accounting Manager who is comfortable going between accounting and finance as this is a wide ranging role. They are looking for a seasoned accounting/finance professional, ideally with a mix of public accounting and large public company experience. Track record of delivering quality and accurate work in a high performance/fast paced culture. The ro...

SR. BANK INTERNAL AUDITOR

DM Stone JobsInBrokerage.com - Hayward, CA

Independently owned and managed banks is looking for a Sr. Internal Auditor w/banking experience. You will be responsible for helping the Internal Audit Department achieve its annual audit plan. You will be responsible for assessing business risks and internal control systems, developing audit tests, carrying out audit field work, and developing audit reports that are presented to Bank Manag...

RESEARCH AND MARKETING ANALYST - CONTRACT

DM Stone JobsInBrokerage.com - Berkeley, CA

Management Consulting firm who's core business is in the Finance Industry is looking for a contractor to assist with 2 projects. The first one is researching country specific asset management & insurance information (e.g. reaching out to German, Irish, etc. regulators for data) Reaching out to wealth management industry publications to generate interest around whitepapers Managing an ongoing...

OPERATIONS/COMPLIANCE ANALYST

DM Stone JobsInBrokerage.com - Berkeley, CA

Management Consulting firm specializing in Financial Services is looking for an Analyst with some Compliance and Operations experience. This role is focused on compliance & operations issues and you should be capable of researching issues and defining requirements; not just the mechanical application of compliance rules that are set by others. A general business analyst, without specific ops...

DATA WAREHOUSE DEVELOPER - BUSINESS INTELLIGENCE

DM Stone JobsInBrokerage.com - San Francisco, CA

Established Alternative Investment firm is looking for a hands-on individual for the role of Business Intelligence / Data Warehouse Developer within the IT application development team. The team is responsible for the firm?s data architecture and core business applications. FUTIES: Perform technical analysis of requirements, conceptual modeling, design, implementation, and support for an in...

PRIVATE CLIENT ACCOUNT ADMINISTRATOR

DM Stone JobsInBrokerage.com - San Francisco, CA

Privately held Investment Management firm is looking for a PC Account Administrator to work with the Portfolio Managers to oversee all aspects of the client relationship. DUTIE: Oversee account openings, closings and transitions Monitor cash flows and client cash needs Monitor, review and document Investment Management Agreements and account guidelines Interface and develop strong working ...

COMPLIANCE MANAGER

DM Stone JobsInBrokerage.com - San Diego, CA

Fast growing entrepreneurial financial firm is looking for a Compliance Manager to oversee their corporate compliance program. SUMMARY: The Compliance Manager oversees the corporate compliance program and must function independently and objectively to review and evaluate compliance issues within the organization. The Compliance Manager ensures that all employees, policies and procedures are i...

CONTRACTS ADMINISTRATOR (DOCUMENT ADMINISTRATOR)

DM Stone JobsInBrokerage.com - San Francisco, CA

The Document Administrator will support the Legal Team by assisting with the process of document execution and management including obtaining signatures for documents, tracing insurance certificates and gathering, organizing, and managing the Company's documentation. The Document Administrator will be responsible for verifying proper approvals for signature requests and obtaining signatures of...

STUDENT ACCOUNTS MANAGER - COLLEGE BUS OFFICE

DM Stone JobsInBrokerage.com - Menlo Park, CA

The Business Office of this college is seeking a full-time Student Accounts Manager. The Business Office maintains all financial transactions related to students, including registration fees, housing, meals, payments, and financial aid awards. The responsibilities of the Student Accounts Manager include but are not limited to: Directing and coordinating accounts receivable from all sources ...

ASSISTANT TO CORPORATE SECRETARY

DM Stone JobsInBrokerage.com - San Francisco, CA

Prominent Commercial Bank located downtown San Francisco is looking for an experienced professional to assist the Corporate Secretary in the preparation, dissemination, and tracking of Boards of Directors? and Board Committees? communications, minutes, and meeting materials. You will be responsible for planning all aspects of Board and Board Committee meetings, including scheduling meetings a...

EXECUTIVE ASSISTANT

DM Stone JobsInBrokerage.com - San Jose, CA

Small successful Investment Management firm is looking for a top notch Senior Administrative Assistant. Candidate must have at least 3-5 years' experience. Must be proficient or have advanced MS Word Knowledge of Concur You will be supporting a team with processing expenses, ordering office supplies, heavy travel, calendaring and general admin duties. SEND RESUME AS AN MS WORD ATTACHMENT ...

ADMINISTRATIVE ASSISTANT - FIXED INCOME

DM Stone JobsInBrokerage.com - San Francisco, CA

SF based privately held Investment Management Firm is looking for an Administrative Assistant for their Fixed Income Group which includes a team of Investment Analysts, Portfolio and Client Service Managers. DUTIES: Assist in the production of a high volume of presentation materials for client meetings, industry conferences or management visits by utilizing various software packages Utilize ...

OPERATIONS DIRECTOR - PRIVATE WEALTH

DM Stone JobsInBrokerage.com - San Francisco, CA

You will work with business line managers across PWM to look for ways to improve processes and reduce risks. You will be coordinating and managing project deliverables, reporting on key measurable and metrics, and data management. Writing business requirements for PWM projects including financial forecasts and risk mitigation factors, owning and driving project initiatives, working with the ...

TRAINING MANAGER - BANKING - WEALTH MGMT

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible for the strategic direction of the WMG training programs and in partnership with the Bank's Corporate Learning and Development Department, provides direction and leadership in delivering strategic, comprehensive, and well-paced training programs for all divisions. DUTIES: Research, organize, document and prepare proposals for training programs and/or project plans. Ov...

GROUP RETIREMENT PLAN COMPLIANCE OFFICER - LOCATION FLEXIBLE

DM Stone JobsInBrokerage.com - San Francisco, CA

**PLEASE NOTE THAT THE LOCATION OF THIS POSITION IS FLEXIBLE: CAN BE IN OMAHA, NEW YORK, SAN FRANCISCO, SAN RAMON OR LOS ANGELES** DESCRIPTION The Retirement Plan Compliance Officer is responsible for providing effective compliance supervision to the Group Retirement Plan segment of the bank?s broker dealer business. The Group Retirement Plan Compliance Officer reviews and approves retireme...