DM Stone JobsInBrokeragecom Jobs

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COMPLIANCE OFFICER - FAIR LENDING AND PRIVATE CLIENT SERVICES

DM Stone JobsInBrokerage.com - San Francisco, CA

You will help develop and recommend policies, procedures and programs to ensure compliance with banking regulations and best practices. Implement compliance program initiatives in Private Client Services. Analyze new and pending laws and regulations which directly affect Private Client Services; develops or revises appropriate policies, procedures, and agreements to ensure compliance. Work w...

TAX SUPERVISOR

DM Stone JobsInBrokerage.com - San Francisco, CA

Private Investment Management firm is looking for a Tax Supervisor to join their Client Service Team. Summary You will be responsible for all aspects of tax compliance, planning and forecasting for all tax filing entities of the Client Services Tax Dept., including high net worth individuals, trusts, foundations, partnerships and limited liability companies with significant emphasis on indivi...

Portfolio Counselor (CFP) - Asset Management

DM Stone JobsInBrokerage.com - San Francisco, CA

Job Description - Portfolio Counselor (CFP) Portfolio Counselors are the client relationship managers, providing investment guidance and advice through phone conversations, email and face to face meetings. They learn about clients' financial circumstances through direct interaction and then work with our Portfolio Managers in the creation of portfolio recommendations based on each client's part...

BUDGET ANALYST ACCOUNTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

San Francisco private investment management firm is looking for a Budget Analyst for their Corporate Accounting Team. This position is responsible for analyzing and reporting general and administrative expenses, developing and monitoring allocation methodologies and assisting with the preparation of the annual budget and forecasts for a complex organization. The ideal candidate must have str...

GROUP RETIREMENT PLAN COMPLIANCE OFFICER - LOCATION FLEXIBLE

DM Stone JobsInBrokerage.com - San Francisco, CA

**PLEASE NOTE THAT THE LOCATION OF THIS POSITION IS FLEXIBLE: CAN BE IN OMAHA, NEW YORK, SAN FRANCISCO, SAN RAMON OR LOS ANGELES** DESCRIPTION The Retirement Plan Compliance Officer is responsible for providing effective compliance supervision to the Group Retirement Plan segment of the bank?s broker dealer business. The Group Retirement Plan Compliance Officer reviews and approves retireme...

SR FUND ACCOUNTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. DUTIES: Performing the administration of any services pursuant to administration agreements in respect of a portfolio of hedge funds. Performing NAV calculation to review stage, including preparation of net asset value statements. Preparation of financial statements and other req...

Licensed Client Service Associate - Private Wealth Mgmt

DM Stone JobsInBrokerage.com - San Francisco, CA

Prestigious national brokerage firm is seeking a licensed (Series 7/66 or 7/63) Client Service Associate to assist a team in the private wealth advisory area at their SF branch. Position will consist of operations, administration & client service. Must have good references, clean licenses, and be comfortable in the high net worth space. Requires polish, professionalism, detail-orientation, and ...

INVESTMENT ACCOUNTING SPECIALIST

DM Stone JobsInBrokerage.com - San Francisco, CA

You will join a team responsible for bank reconciliation and other accounting functions spanning the company's proprietary fund lineup as well as separately managed accounts. The investment accounting team works closely with custodian banks on reconciliation matters and with trade settlements, fund accounting, corporate actions and client service teams. You will play an integral role in the...

SR INVESTMENT ACCOUNTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

This position is responsible for coordinating the preparation of journal entries for 5 main investment funds and other entities of this firm. Must have the ability to understand varied and non-repetitive transactions and to read and understand limited partnership and limited liability company agreements. This position is also responsible for cash, loan, investment and financial derivatives ...

Director, Private Wealth Mgmt Operations

DM Stone JobsInBrokerage.com - San Francisco, CA

Director in Operations - Private Wealth Mgmt (PWM) As part of the Middle Office Team, the Director will work with business line managers across PWM to look for ways to improve processes and reduce risks. The Director will be a resource for coordinating and managing project deliverables, reporting on key measurable and metrics, and data management. The Director's responsibilities include but ar...

FINANCIAL ACCOUNTING AND REVENUE SPECIALIST

DM Stone JobsInBrokerage.com - San Francisco, CA

San Francisco based Investment Management firm is looking for an experienced and qualified Financial Accounting/Revenue Specialist. You will join a 6 member accounting team responsible for corporate accounting functions. The accounting team works closely with leadership on corporate cash management, oversight of revenues and expenses, financial and tax reporting, and supporting company decisio...

Hedge Fund Controller

DM Stone JobsInBrokerage.com - Palo Alto, CA

Mid-sized hedge fund is looking for the following professional with recent relevant experience at a hedge fund. Job Description Controller who will be responsible for accounting, financial reporting for partners and investors, investment reporting, cash management, and performance analysis, etc. These functions are performed in support of the hedge fund partnership. More detailed responsibil...

Contract Review Attorney - Temporary Assignment, Major Firm

DM Stone JobsInBrokerage.com - San Mateo, CA

The successful candidate will be part of the Contract Review Team responsible for negotiating, drafting and advising on agreements for use by our family of companies globally in support of a broad range of departments including technology, marketing, real estate, human resources, aircraft, facilities, events, etc. In this position the attorney will interface with business executives, managers, ...

Business Development Rep - Investment Advisory Firm

DM Stone JobsInBrokerage.com - Walnut Creek, CA

Prestigious registered investment advisor and financial planning firm in Walnut Creek (near BART) is looking for a successful financial services sales person from the retail investor space, who connects well with COIs and high net worth investors, and is comfortable selling investment mgmt. and financial planning services. Compensation will consist of salary plus substantial commission potentia...

Investment Operations Specialist (no licenses)

DM Stone JobsInBrokerage.com - San Jose, CA

Title: Operations Specialist (no licenses) Job summary: The position of Operations Specialist is the point person who interfaces between Financial Advisor and custodian. The Operations Specialist is also responsible for managing operational and administrative tasks on behalf of an Advisor for the benefit of end clients at the designated custodian. Responsible for training as necessary to educa...