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Portfolio Manager Associate
City National Bank - SF, CA
PORTFOLIO MANAGER ASSOCIATE WHAT IS THE OPPORTUNITY? Implement proprietary strategies and asset allocation for City National Rochdale Financial Advisors and clients. Assist Sr. Portfolio Managers (SPM) in the development of short-and long-term investment strategies and approaches to achieve investment goals for clients. Wealth Management Divi...
Compliance Analyst II-Remediation-Verification
Stifel - St. Louis, MO
Summary The Compliance Analyst II-Remediation and Verification is responsible for remediating and verifying test results completed by the Supervisory Control Testing Team. Additionally, the Compliance Analyst II will assist in identifying testing topics and creating the testing plan. Essential Duties & Responsibilities • Apply FINRA rule 3120...
Financial Advisor
OnPoint Community Credit Union - Portland, OR
Overview OnPoint Community Credit Union is partnered with Raymond James Financial Services, Inc., one of the leading Broker/Dealers in the country. Together we have a commitment to provide an exceptional client experience to support and build a successful investment program by assisting members to make sound investment and financial planning choices. We pri...
Financial Advisor
OnPoint Community Credit Union - Salem, OR
Overview OnPoint Community Credit Union is partnered with Raymond James Financial Services, Inc., one of the leading Broker/Dealers in the country. Together we have a commitment to provide an exceptional client experience to support and build a successful investment program by assisting members to make sound investment and financial planning choices. We pri...
Compliance Analyst II - Training & Education
Stifel - St. Louis, MO
Summary The Compliance Analyst II-Training & Education works in a team environment with the Compliance Manager and other team members to research and create training materials, manage and troubleshoot problems with the Learning Management System (LMS), and actively coordinate and direct compliance training communications. The Compliance Analyst II is expected to be kno...
