Jobs at FINRA

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Regulatory Analyst, Regulatory Programs - Washington, DC or New York, NY

FINRA - New York, NY

Regulatory Analyst, Regulatory Programs - Washington, DC or New York, NY( Job Number:  004480) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst, Regulatory Programs opening in Washington, DC or New York, NY. To be con...

Application Deadline: None

Regulatory Analyst, Regulatory Programs - Washington, DC or New York, NY

FINRA - Washington, DC

Regulatory Analyst, Regulatory Programs - Washington, DC or New York, NY( Job Number:  004480) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst, Regulatory Programs opening in Washington, DC or New York, NY. To be con...

Application Deadline: None

Lead Product Manager - Technology-Product Management - Rockville, MD

FINRA - Rockville, MD

Lead Product Manager - Technology-Product Management - Rockville, MD( Job Number:  004478) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Lead Product Manager opening in Rockville, MD. To be considered for this position, please...

Application Deadline: None

Regulatory Analyst - OFDMI-Fraud - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - OFDMI-Fraud - Rockville, MD( Job Number:  004475) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst - Fraud opening in Rockville, MD.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary:   The Re...

Application Deadline: None

Analyst, Oversight and Liaison Counsel - Washington, DC

FINRA - Washington, DC

Analyst, Oversight and Liaison Counsel - Washington, DC( Job Number:  004476) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Analyst opening with our Oversight Liaison Counsel group in Washington, DC. To be considered fo...

Application Deadline: None

Associate Director, Operational Risk - Washington, DC

FINRA - New York, NY

Associate Director, Operational Risk - Washington, DC( Job Number:  004470) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Director, Operational Risk opening in New York, NY. To be considered for this position, please...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY

FINRA - Jericho, NY

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY( Job Number:  004471) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job...

Application Deadline: None

Associate Principal Data Analyst/ Principal Data Analyst - Rockville, MD

FINRA - Rockville, MD

Associate Principal Data Analyst/ Principal Data Analyst - Rockville, MD( Job Number:  004467) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Principal Data Analyst/ Principal Data Analyst opening in Rockville, MD. To be considered...

Application Deadline: None

Analyst, Securities Retiree Helpline - Boca Raton, FL

FINRA - Boca Raton, FL

Analyst, Securities Retiree Helpline - Boca Raton, FL( Job Number:  004469) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Analyst, Securities Retiree Helpline opening in Boca Raton, FL. To be considered for this position, plea...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - San Francisco, CA

FINRA - San Francisco, CA

Compliance Examiner - Member Regulation, Sales Practice - San Francisco, CA( Job Number:  004463) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in San Francisco, CA. To be considered for this position, please submit your resume through our careers site at www.FI...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - San Francisco, CA

FINRA - San Francisco, CA

Compliance Examiner - Member Regulation, Sales Practice - San Francisco, CA( Job Number:  004464) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in San Francisco, CA. To be considered for this position, please submit your resume through our careers site at www.FI...

Application Deadline: None

Marketing Analyst II - Corporate Communications - Washington, DC

FINRA - Washington, DC

Marketing Analyst II - Corporate Communications - Washington, DC( Job Number:  004462) Description   We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Marketing Analyst II opening in Washington, DC. To be considered for this position, please submit your resume thro...

Application Deadline: None

Surveillance Assistant - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Surveillance Assistant - Member Regulation, ROOR- New York, NY( Job Number:  004461) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Surveillance Assistant opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no ph...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Kansas City, MO

FINRA - Kansas City, MO

Compliance Examiner - Member Regulation, Sales Practice - Kansas City, MO( Job Number:  004460) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Kansas City, MO. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No ph...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA

FINRA - Los Angeles, CA

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA( Job Number:  004206) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Los Angeles, CA. To be considered for this position, please submit your resume through our careers site at www.FINRA....

Application Deadline: None