Jobs at FINRA

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Displaying results 1 - 15 of 93

Surveillance Assistant - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Surveillance Assistant - Member Regulation, ROOR- New York, NY( Job Number:  004461) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Surveillance Assistant opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no ph...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Kansas City, MO

FINRA - Kansas City, MO

Compliance Examiner - Member Regulation, Sales Practice - Kansas City, MO( Job Number:  004460) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Kansas City, MO. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No ph...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA

FINRA - Los Angeles, CA

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA( Job Number:  004206) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Los Angeles, CA. To be considered for this position, please submit your resume through our careers site at www.FINRA....

Application Deadline: None

Regulatory Analyst - Market Quality - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Quality - Rockville, MD( Job Number:  004458) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/care...

Application Deadline: None

Regulatory Analyst - Short Sales- Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Short Sales- Rockville, MD( Job Number:  004459) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers ...

Application Deadline: None

Analyst (Contractor) Options Regulation - Market Regulation - Chicago, IL

FINRA - Chicago, IL

Analyst (Contractor) Options Regulation - Market Regulation - Chicago, IL( Job Number:  004456) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Analyst, Options Regulation (Contractor) opening in Chicago, IL. To be considered for this position, please submit your resume through our career site at www.finra.o...

Application Deadline: None

Manager, Options Regulation - Chicago, IL

FINRA - Chicago, IL

Manager, Options Regulation - Chicago, IL( Job Number:  004455) Description   We Work toProtect Investors. Join our Team.   TheFinancial Industry Regulatory Authority (FINRA) is seeking a well-qualifiedindividual for our Manager I, MarketRegulations opening in Rockville,MD. To be considered for this position, please submit your resume throughour career...

Application Deadline: None

Regulatory Analyst, Member Trading New York, NY

FINRA - New York, NY

Regulatory Analyst, Member Trading New York, NY( Job Number:  004452) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org...

Application Deadline: None

Regulatory Analyst (Contractor) Chicago Equities Surveillance - Market Regulation - Chicago, IL

FINRA - Chicago, IL

Regulatory Analyst (Contractor) Chicago Equities Surveillance - Market Regulation - Chicago, IL( Job Number:  004454) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst opening in Chicago, IL.  To be considered for this position, please submit your resume through our careers site.  No phone ...

Application Deadline: None

Financial Analyst II - Financial Planning - Rockville, MD

FINRA - Rockville, MD

Financial Analyst II - Financial Planning - Rockville, MD( Job Number:  004457) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Financial Analyst II opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – ...

Application Deadline: None

Director, International - Washington, DC

FINRA - Washington, DC

Director, International - Washington, DC( Job Number:  004450) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Director opening with our International group in Washington, DC. To be considered f...

Application Deadline: None

Data Analyst / Associate Tester II - Information Operations - Rockville, MD

FINRA - Rockville, MD

Data Analyst / Associate Tester II - Information Operations - Rockville, MD( Job Number:  004447) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Data Analyst/Associate Tester II opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phon...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Boston, MA

FINRA - Boston, MA

Compliance Examiner - Member Regulation, Sales Practice - Boston, MA( Job Number:  004448) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Boston, MA. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job ...

Application Deadline: None

HR Specialist, HR Relationship Management - Rockville, MD

FINRA - Rockville, MD

HR Specialist, HR Relationship Management - Rockville, MD( Job Number:  004451) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our HR Specialist opening in Rockville, MD. To be considered for this position, please submit your resum...

Application Deadline: None

Administrative Assistant I - Member Regulation Sales Practice - Chicago, IL

FINRA - United States

Administrative Assistant I - Member Regulation Sales Practice - Chicago, IL( Job Number:  004446) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Administrative Assistant I opening in Chicago, IL. To be considered for this posit...

Application Deadline: None