Jobs at FINRA

91 job openings

Save This Search

Refine Your Search

Show more Show less
Displaying results 1 - 15 of 91

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004273) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Regulatory Coordinator - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL

Regulatory Coordinator - Member Regulation, Sales Practice - Chicago, IL( Job Number:  004483) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in Chicago, IL. To be considered for this position, please submit your resume through our career s...

Application Deadline: None

Customer Service Coordinator IV - Vendor Support Services- Rockville, MD

FINRA - Rockville, MD

Customer Service Coordinator IV - Vendor Support Services- Rockville, MD( Job Number:  004482) Description   We Work to ProtectInvestors. Join our Team.   TheFinancial Industry Regulatory Authority (FINRA) is seeking a well-qualifiedindividual for our Customer Service Coordinator IV, Vendor Services  opening in Rockville, MD. To be considered forthis position, plea...

Application Deadline: None

Hyperion Systems Business Analyst - Financial Planning, Rockville, MD

FINRA - Rockville, MD

Hyperion Systems Business Analyst - Financial Planning, Rockville, MD( Job Number:  004443) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA)is seeking a well-qualified individual for our Hyperion Systems Business Analyst opening in Rockville, MD. To be considered for this position, pleases...

Application Deadline: None

Regulatory Analyst, Regulatory Programs - Washington, DC or New York, NY

FINRA - Washington, DC

Regulatory Analyst, Regulatory Programs - Washington, DC or New York, NY( Job Number:  004480) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst, Regulatory Programs opening in Washington, DC or New York, NY. To be con...

Application Deadline: None

Regulatory Analyst, Regulatory Programs - Washington, DC or New York, NY

FINRA - New York, NY

Regulatory Analyst, Regulatory Programs - Washington, DC or New York, NY( Job Number:  004480) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst, Regulatory Programs opening in Washington, DC or New York, NY. To be con...

Application Deadline: None

Lead Product Manager - Technology-Product Management - Rockville, MD

FINRA - Rockville, MD

Lead Product Manager - Technology-Product Management - Rockville, MD( Job Number:  004478) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Lead Product Manager opening in Rockville, MD. To be considered for this position, please...

Application Deadline: None

Regulatory Analyst - OFDMI-Fraud - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - OFDMI-Fraud - Rockville, MD( Job Number:  004475) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst - Fraud opening in Rockville, MD.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary:   The Re...

Application Deadline: None

Analyst, Oversight and Liaison Counsel - Washington, DC

FINRA - Washington, DC

Analyst, Oversight and Liaison Counsel - Washington, DC( Job Number:  004476) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Analyst opening with our Oversight Liaison Counsel group in Washington, DC. To be considered fo...

Application Deadline: None

Associate Director, Operational Risk - Washington, DC

FINRA - New York, NY

Associate Director, Operational Risk - Washington, DC( Job Number:  004470) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Director, Operational Risk opening in New York, NY. To be considered for this position, please...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY

FINRA - Jericho, NY

Compliance Examiner - Member Regulation, Sales Practice -Jericho, NY( Job Number:  004471) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job...

Application Deadline: None

Associate Principal Data Analyst/ Principal Data Analyst - Rockville, MD

FINRA - Rockville, MD

Associate Principal Data Analyst/ Principal Data Analyst - Rockville, MD( Job Number:  004467) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Principal Data Analyst/ Principal Data Analyst opening in Rockville, MD. To be considered...

Application Deadline: None

Analyst, Securities Retiree Helpline - Boca Raton, FL

FINRA - Boca Raton, FL

Analyst, Securities Retiree Helpline - Boca Raton, FL( Job Number:  004469) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Analyst, Securities Retiree Helpline opening in Boca Raton, FL. To be considered for this position, plea...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - San Francisco, CA

FINRA - San Francisco, CA

Compliance Examiner - Member Regulation, Sales Practice - San Francisco, CA( Job Number:  004464) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in San Francisco, CA. To be considered for this position, please submit your resume through our careers site at www.FI...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - San Francisco, CA

FINRA - San Francisco, CA

Compliance Examiner - Member Regulation, Sales Practice - San Francisco, CA( Job Number:  004463) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in San Francisco, CA. To be considered for this position, please submit your resume through our careers site at www.FI...

Application Deadline: None