Jobs at DM Stone JobsInBrokerage.com

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Senior Manager Operations - Self-Clearing Broker-Dealer

DM Stone JobsInBrokerage.com - San Francisco, CA

Small but fast growing online investment firm is looking for a management level operations person with broad knowledge in self-clearing operations. Series 24 FINRA license required, with Series 27 a plus (or will need to obtain shortly after hire). Competitive compensation package (including equity) and great benefits. Must be comfortable and able to thrive in a non-traditional B-D environment,...

Application Deadline: None

Licensed Brokerage Operations Director (self-clearing)

DM Stone JobsInBrokerage.com - San Francisco, CA

Our client, a cutting edge brokerage/BD firm, is looking for a Senior Operations Mgr with broad experience in a self-clearing B-D (in SF, not paying relo). Must have Series 24 and be willing to get Series 27 after hire. This is an exciting, growing online brokerage but with less structure and non-traditional culture. Pays $125-150K plus bonus/equity.

Application Deadline: None

BUDGET ANALYST ACCOUNTANT

DM Stone JobsInBrokerage.com - San Francisco, CA

San Francisco private investment management firm is looking for a Budget Analyst for their Corporate Accounting Team. This position is responsible for analyzing and reporting general and administrative expenses, developing and monitoring allocation methodologies and assisting with the preparation of the annual budget and forecasts for a complex organization. The ideal candidate must have str...

Application Deadline: None

Licensed Finance Manager - Brokerage

DM Stone JobsInBrokerage.com - Palo Alto, CA

Our client is a large and fast growing automated investment service, with more than $2.5 billion in client assets under management. RESPONSIBILITIES: ? Prepare and analyze the customer reserve formulas, net capital calculations and monthly FOCUS reports. ? Review and analyze the computations for SEC rule 15c3-3, various monthly reports for the firm's FOCUS filing and daily net capital calcula...

Application Deadline: None

SENIOR COMPLIANCE OFFICER - ASSET MANAGEMENT

DM Stone JobsInBrokerage.com - Orinda, CA

Provide compliance advice to the business on trading related activities and portfolio management oversight. Perform overall portfolio and trading related surveillance and monitoring activities for U.S and select non U.S activities, including, but not limited to market abuse procedures, best execution, manual reallocations, trade errors, counterparty oversight and restricted / watch list applic...

Application Deadline: None

WEALTH MGMT OPERATIONS SPECIALIST

DM Stone JobsInBrokerage.com - Berkeley, CA

Operations expert needed for 2 projects for our client: Clearing Firm conversion Portfolio Management Technology conversion SUMMARY: They need an individual who is experienced in the back office operations of fully disclosed clearing and brokerage operations environments. QUALIFICATIONS: Comprehensive experience in Broker-Dealer operations, including compliance, trade processing, technolo...

Application Deadline: None

ASSOCIATE, LENDING, STRATEGY AND PRODUCTS

DM Stone JobsInBrokerage.com - San Francisco, CA

The Lending Strategy, Product & Sales Department of this prominent and successful Bank provides pricing to the Bank, establishes and maintains relationships with potential loan purchases, sells any and all loan assets for the Bank, creates loan products, monitors the mortgage market, and works with Relationship Managers, Loan Terms, and Executive Loan Committee in order to facilitate the origin...

Application Deadline: None

Portfolio Counselor (CFP) - Asset Management

DM Stone JobsInBrokerage.com - Menlo Park, CA

Job Description - Portfolio Counselor (CFP) Portfolio Counselors are the client relationship managers, providing investment guidance and advice through phone conversations, email and face to face meetings. They learn about clients' financial circumstances through direct interaction and then work with our Portfolio Managers in the creation of portfolio recommendations based on each client's part...

Application Deadline: None

Operations/Client Service Associate - Asset Management

DM Stone JobsInBrokerage.com - San Francisco, CA

Title: Associate, Investment Operations (Non-exempt) Location: San Francisco We are looking for a solid performer to join our busy and growing Investment Operations team. As the Associate, you will be primarily responsible for providing direct client service to our clients. This will involve a great deal of direct contact with clients and outside advisors and will therefore require a polishe...

Application Deadline: None

G/L Accountant - Temp

DM Stone JobsInBrokerage.com - Menlo Park, CA

Prestigious non-profit institution is looking for a sharp general ledger accountant for a 2-3 month (or more) assignment in the Menlo-Atherton area. Starts ASAP, must have strong references and experience/education.

Application Deadline: None

Equity Trader - Asian Markets

DM Stone JobsInBrokerage.com - San Francisco, CA

The Asian Markets Equity Trader will be an integral member of the Equity Trading. He or she will primarily trade Asia Ex-Japan and backup Japan markets during live hours which generally translate to working 6:00 pm to 2:00 am in San Francisco. Key responsibilities include: ?X Implementing investment policy decisions in Japan and Asia-Ex Japan ADRs and local shares ?X Executing equity-linked cu...

Application Deadline: None

PERFORMANCE MARKETING ASSOCIATE - GAMING

DM Stone JobsInBrokerage.com - San Francisco, CA

This is an excellent role for candidates with 1-3 years of experience in an analytical function who are excited about applying their skill set to the rapidly evolving mobile ecosystem. You will combine strong analytical ability, business judgment, and interpersonal skills, and will have a passion for games and other entertainment products. DUTIES: Develop user acquisition strategy and manag...

Application Deadline: None

DIRECTOR OF FINANCE WITH M and A FINANCE EXPERIENCE

DM Stone JobsInBrokerage.com - San Francisco, CA

You will serve as a key member of the Finance & Treasury Team to lead execution and implementation of company?s finance and M&A strategy within the firm's domestic and international. Job Responsibilities: You will lead financing and M&A transaction processes: Lead project financing and M&A transaction processes including gathering market intelligence, solicitation of offers, selection of ins...

Application Deadline: None

RECRUITER

DM Stone JobsInBrokerage.com - San Francisco, CA

Exciting and dynamic firm in SF is looking for self-starter who loves the thrill of the chase, driven by recruiting fundamentals and a desire to build new processes that identify awesome candidates. You will partner with hiring managers to establish your recruiting plan, then implement that strategy to find the best and the brightest. Drive the full cycle recruitment process - sourcing worl...

Application Deadline: None

Personal Bankers - Private Banking - SF Bay Area

DM Stone JobsInBrokerage.com - Palo Alto, CA

Prestigious bank is seeking professionals with strong customer service and operations skills, as well as good common sense, to join their Personal Banking staff at various branches on the SF Peninsula and South Bay area. Hours are 8:30-5:30, with some Saturdays (which receive a weekday off). Locations include San Jose, Sunnyvale, Los Altos, Palo Alto, Burlingame and a floater position. Duties i...

Application Deadline: None