Jobs at DM Stone JobsInBrokerage.com - Page 2

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DATA WAREHOUSE DEVELOPER - BUSINESS INTELLIGENCE

DM Stone JobsInBrokerage.com - San Francisco, CA

Established Alternative Investment firm is looking for a hands-on individual for the role of Business Intelligence / Data Warehouse Developer within the IT application development team. The team is responsible for the firm?s data architecture and core business applications. FUTIES: Perform technical analysis of requirements, conceptual modeling, design, implementation, and support for an in...

STUDENT ACCOUNTS MANAGER - COLLEGE BUS OFFICE

DM Stone JobsInBrokerage.com - Menlo Park, CA

The Business Office of this college is seeking a full-time Student Accounts Manager. The Business Office maintains all financial transactions related to students, including registration fees, housing, meals, payments, and financial aid awards. The responsibilities of the Student Accounts Manager include but are not limited to: Directing and coordinating accounts receivable from all sources ...

Business Development Rep - Investment Advisory Firm

DM Stone JobsInBrokerage.com - Walnut Creek, CA

Prestigious registered investment advisor and financial planning firm in Walnut Creek (near BART) is looking for a successful financial services sales person from the retail investor space, who connects well with COIs and high net worth investors, and is comfortable selling investment mgmt. and financial planning services. Compensation will consist of salary plus substantial commission potentia...

PRIVATE CLIENT ACCOUNT ADMINISTRATOR

DM Stone JobsInBrokerage.com - San Francisco, CA

Privately held Investment Management firm is looking for a PC Account Administrator to work with the Portfolio Managers to oversee all aspects of the client relationship. DUTIE: Oversee account openings, closings and transitions Monitor cash flows and client cash needs Monitor, review and document Investment Management Agreements and account guidelines Interface and develop strong working ...

ADMINISTRATIVE ASSISTANT - FIXED INCOME

DM Stone JobsInBrokerage.com - San Francisco, CA

SF based privately held Investment Management Firm is looking for an Administrative Assistant for their Fixed Income Group which includes a team of Investment Analysts, Portfolio and Client Service Managers. DUTIES: Assist in the production of a high volume of presentation materials for client meetings, industry conferences or management visits by utilizing various software packages Utilize ...

COMPLIANCE MANAGER

DM Stone JobsInBrokerage.com - San Diego, CA

Fast growing entrepreneurial financial firm is looking for a Compliance Manager to oversee their corporate compliance program. SUMMARY: The Compliance Manager oversees the corporate compliance program and must function independently and objectively to review and evaluate compliance issues within the organization. The Compliance Manager ensures that all employees, policies and procedures are i...

OPERATIONS DIRECTOR - PRIVATE WEALTH

DM Stone JobsInBrokerage.com - San Francisco, CA

You will work with business line managers across PWM to look for ways to improve processes and reduce risks. You will be coordinating and managing project deliverables, reporting on key measurable and metrics, and data management. Writing business requirements for PWM projects including financial forecasts and risk mitigation factors, owning and driving project initiatives, working with the ...

ASSISTANT TO CORPORATE SECRETARY

DM Stone JobsInBrokerage.com - San Francisco, CA

Prominent Commercial Bank located downtown San Francisco is looking for an experienced professional to assist the Corporate Secretary in the preparation, dissemination, and tracking of Boards of Directors? and Board Committees? communications, minutes, and meeting materials. You will be responsible for planning all aspects of Board and Board Committee meetings, including scheduling meetings a...

EXECUTIVE ASSISTANT

DM Stone JobsInBrokerage.com - San Jose, CA

Small successful Investment Management firm is looking for a top notch Senior Administrative Assistant. Candidate must have at least 3-5 years' experience. Must be proficient or have advanced MS Word Knowledge of Concur You will be supporting a team with processing expenses, ordering office supplies, heavy travel, calendaring and general admin duties. SEND RESUME AS AN MS WORD ATTACHMENT ...

TRAINING MANAGER - BANKING - WEALTH MGMT

DM Stone JobsInBrokerage.com - San Francisco, CA

You will be responsible for the strategic direction of the WMG training programs and in partnership with the Bank's Corporate Learning and Development Department, provides direction and leadership in delivering strategic, comprehensive, and well-paced training programs for all divisions. DUTIES: Research, organize, document and prepare proposals for training programs and/or project plans. Ov...

Attorney - Comp and Benefits, Major Financial Firm

DM Stone JobsInBrokerage.com - San Mateo, CA

Major employer in San Mateo, CA is seeking an experienced attorney. This is the only attorney role in the firm with the comp and benefits focus ? Reporting to Sr. Associate General Counsel, Legal. ? This position sits in the legal department and interacts with various teams within the firm, most closely our compensation and benefits groups in HR, and Tax and Payroll in Finance. ? Our att...

Director, Private Wealth Mgmt Operations

DM Stone JobsInBrokerage.com - San Francisco, CA

Director in Operations - Private Wealth Mgmt (PWM) As part of the Middle Office Team, the Director will work with business line managers across PWM to look for ways to improve processes and reduce risks. The Director will be a resource for coordinating and managing project deliverables, reporting on key measurable and metrics, and data management. The Director's responsibilities include but ar...

COMPLIANCE OFFICER - FAIR LENDING AND PRIVATE CLIENT SERVICES

DM Stone JobsInBrokerage.com - San Francisco, CA

You will help develop and recommend policies, procedures and programs to ensure compliance with banking regulations and best practices. Implement compliance program initiatives in Private Client Services. Analyze new and pending laws and regulations which directly affect Private Client Services; develops or revises appropriate policies, procedures, and agreements to ensure compliance. Work w...

GROUP RETIREMENT PLAN COMPLIANCE OFFICER - LOCATION FLEXIBLE

DM Stone JobsInBrokerage.com - San Francisco, CA

**PLEASE NOTE THAT THE LOCATION OF THIS POSITION IS FLEXIBLE: CAN BE IN OMAHA, NEW YORK, SAN FRANCISCO, SAN RAMON OR LOS ANGELES** DESCRIPTION The Retirement Plan Compliance Officer is responsible for providing effective compliance supervision to the Group Retirement Plan segment of the bank?s broker dealer business. The Group Retirement Plan Compliance Officer reviews and approves retireme...

ADMINISTRATIVE ASSISTANT EQUITY RESEARCH

DM Stone JobsInBrokerage.com - San Francisco, CA

Privately held Investor Management firm in SF is looking for an Administrative Assistant to support their Equity Research Investment Team. DUTIES: Perform general office duties, including managing Outlook contacts, scanning and organizing meeting notes, photocopying, and report distribution Heavy calendaring and coordination of on-site meetings within the Research Department. Setting up meet...