Jobs at DM Stone JobsInBrokerage.com - Page 4

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SR CORPORATE COMPLIANCE TESTING OFFICER

DM Stone JobsInBrokerage.com - San Francisco, CA

Responsible for managing and executing Compliance Reviews including: formal examination programs designed to assess the effectiveness of the regulatory compliance programs and adherence, project planning, Compliance Review execution, and any needed follow-up to ensure remediation of any identified regulatory weaknesses. Designs, Plans, Executes and Leads Compliance Reviews (Monitoring and Tes...

Application Deadline: None

Call Center Rep - Financial Services Industry

DM Stone JobsInBrokerage.com - San Carlos, CA

Successful financial services firm is looking for a call center representative who has some familiarity with financial services, great customer service skills, and the ability to understand rules and regulations. This position is on the phone 8 hours a day, so have to like that format and be good at it. Someone who can multitask, speak clearly to be understood by callers, good speller, team pla...

Application Deadline: None

PRIVATE EQUITY ADVISOR

DM Stone JobsInBrokerage.com - San Francisco, CA

International Private Equity firm is looking for an experienced Advisor to join their team with 5 offices operating on 3 continents. Our client provides leading edge investments, which compliments an existing portfolio offered via wealth managers. They provide accounting firms and their clients with the opportunity to participate in pre-IPO investment opportunities in the exciting technolog...

Application Deadline: None

Sr. Business Analyst - Asset Management

DM Stone JobsInBrokerage.com - Orinda, CA

Act as global project coordinator for all Operations projects internally within our expertise and with Northern Trust; Project management responsibilities include: o Track and coordinate all Operations and other projects that would impact the processes of the Operations Team and/or services provided by Northern Trust o Design/establish change management procedures with Northern Trust to ensu...

Application Deadline: None

SR. QUANTITATIVE ANALYST - SF OR SAN RAMON

DM Stone JobsInBrokerage.com - San Ramon, CA

SR. QUANTITATIVE ANALYST (PRICE OPTIMIZATION AND YIELD MANAGEMENT) THIS POSITION CAN BE LOCATED IN EITHER SF OR SAN RAMON Responsible for analysis of datA to ensure integrity and quality, development requirements for granularity, determine history requirements and timelines and mapping rules and documenting the business. Collaborate with business and risk personnel and to deliver data and i...

Application Deadline: None

SALES ASSISTANT - WEALTH MANAGEMENT FIRM

DM Stone JobsInBrokerage.com - San Francisco, CA

Private Wealth Management firm located downtown San Francisco is looking for a Sales Assistant (preferrably licensed). Responsibilities: Provide administrative support to assigned Advisor(s) including, calendar management, travel arrangements, client and prospect presentations. Communicate with clients on a daily basis regarding stock quotes, buy vs. sales scenarios, and other related inves...

Application Deadline: None

CORPORATE ACCOUNTING / ACCTS PAYABLE SPECIALIST

DM Stone JobsInBrokerage.com - San Francisco, CA

The Corporate Accounting/Accounts Payable Specialist will join a 7-member accounting group responsible for corporate accounting functions. This team works closely with management on corporate cash management, oversight of revenues and expenses and corporate tax strategy. Company transactions are posted in US Dollars, British Pound Sterling and other currencies. The position reports to the T...

Application Deadline: None

MIDDLE OFFICE ASSOC (P and L ACCTG ANALYST)

DM Stone JobsInBrokerage.com - San Francisco, CA

You will play an important role on this team servicing a number of hedge fund clients, with responsibilities that include processing daily deliverables in the areas of pricing, corporate actions, and P&L reporting, and contributing to the monthly NAV process by preparing valuation and corporate action verification packages. Responsibilities: Database maintenance and troubleshooting Entering...

Application Deadline: None

ASSISTANT VP - GOVERNMENT UNDERWRITING

DM Stone JobsInBrokerage.com - San Diego, CA

Successful California Commercial Bank is looking for an Assist VP for Gvt Underwriting. You will directly supervise a team of 6-8 Underwriters in residential lending. Manage the work flow to ensure acceptable service levels and provides technical work guidance. Responsibilities: Responsible for directly supervising staff, including interviewing, hiring and the termination of staff; recomme...

Application Deadline: None

Banking/investment operations

DM Stone JobsInBrokerage.com - San Carlos, CA

Growing financial services firm is looking for operations personnel. Must have experience in banking or investments back office with great attention to detail, able to handle high volume transaction processing, and work at a fast pace. Pays $45K (might go as high as $50K for very strong candidate). Public transportation is somewhat accessible (CalTrain) but having a car is preferable. Hours are...

Application Deadline: None

ACCOUNTING CONTRACTOR- AP FOCUS

DM Stone JobsInBrokerage.com - San Francisco, CA

Investment Management firm located downtown San Francisco is looking for a long term contractor to work with their accounting group. Looking for someone with heavy Accounts Payable experience. You must be able to commit to the duration of the contract. SEND RESUME AS AN MS WORD ATTACHMENT TO diane@dmstone.com

Application Deadline: None

Contract Review Attorney

DM Stone JobsInBrokerage.com - San Mateo, CA

Major firm is seeking a contract review attorney for an indefinite term assignment (should be at least a few months): The successful candidate will be part of the Contract Review Team responsible for negotiating, drafting and advising on technology agreements for use by our family of companies around the world, and all U.S. buy-side agreements (including marketing, real estate, HR, aircraft, f...

Application Deadline: None

OPERATIONS MANAGER - MORTGAGE SERVICE PLATFORM EXPERIENCE

DM Stone JobsInBrokerage.com - San Diego, CA

Operations Manager is responsible for leading a team of Business Systems and/or Operations Analysts supporting Servicing and Default technology and business processes. Responsible for working with the business to jointly ensure existing systems perform optimally to accomplish business and corporate goals and objectives. In addition will play a key role in the design and roll out of new systems/...

Application Deadline: None

REGISTERED SALES ASSISTANT(CSA) - CENTURY CITY AND NEWPORT BEACH

DM Stone JobsInBrokerage.com - Century City, CA

Our client has 2 positions available: One in Century City and one in NewPort Beach Must have S/7,63 Licenses SUMMARY The primary function of the CSA is to provide a wide range of sales, service, administrative and relationship management support to assigned wealth advisors and investment professionals across Registered Investment (RIA), Broker-Dealer and Trust or team of same and to be the ...

Application Deadline: None

Financial Analyst - Major Bank

DM Stone JobsInBrokerage.com - Walnut Creek, CA

Financial Analyst Consultant Group: Community Development Finance Job Summary: Reporting to the assigned manager, the Financial Analyst is responsible for providing comprehensive and complex financial analyses. Prepare complex analytical and financial reports. Assist to conduct specialized tax research and analysis projects. Major Responsibilities: ? Support the budget and forecast proces...

Application Deadline: None