Jobs at FINRA

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Compliance Examiner - Member Regulation, Sales Practice - Philadelphia, PA

FINRA - Philadelphia, PA

Compliance Examiner - Member Regulation, Sales Practice - Philadelphia, PA( Job Number:  004550) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Philadelphia, PA. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Jo...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Boston, MA

FINRA - Boston, MA

Compliance Examiner - Member Regulation, Sales Practice - Boston, MA( Job Number:  004551) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Boston, MA. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job ...

Application Deadline: None

Compliance Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Membership Application Program - New York, NY( Job Number:  004549) Description   We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this pos...

Application Deadline: None

Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, ROOR- New York, NY( Job Number:  004552) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls,...

Application Deadline: None

Regulatory Analyst - Market Regulation, Customer Issues - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Regulation, Customer Issues - Rockville, MD( Job Number:  004553) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone ...

Application Deadline: None

Regulatory Analyst - Market Regulation-Market Manipulation Investigations - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Regulation-Market Manipulation Investigations - Rockville, MD( Job Number:  004554) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/c...

Application Deadline: None

Senior Regulatory Training Specialist, Business Solutions - Rockville, MD

FINRA - Rockville, MD

Senior Regulatory Training Specialist, Business Solutions - Rockville, MD( Job Number:  004214) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Senior Regulatory Training Specialist opening in Rockville, MD. To be considered for...

Application Deadline: None

Risk Management Analyst- Transparency Services, Market Operations - Rockville, MD

FINRA - Rockville, MD

Risk Management Analyst- Transparency Services, Market Operations - Rockville, MD( Job Number:  004547) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Risk Managment Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/caree...

Application Deadline: None

Information Technology Risk and Controls Examiner, Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Information Technology Risk and Controls Examiner, Member Regulation, ROOR - New York, NY( Job Number:  004537) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well-qualified individual for our Information Technology Risk and Controls Examiner opening in New York, NY.  T...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA

FINRA - Los Angeles, CA

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA( Job Number:  004544) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Los Angeles, CA. To be considered for this position, please submit your resume through our careers site at www.FINRA....

Application Deadline: None

Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, ROOR- New York, NY( Job Number:  004535) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls,...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Boston, MA

FINRA - Boston, MA

Compliance Examiner - Member Regulation, Sales Practice - Boston, MA( Job Number:  004536) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Boston, MA. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job ...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004534) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our care...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Kansas City, MO

FINRA - Kansas City, MO

Compliance Examiner - Member Regulation, Sales Practice - Kansas City, MO( Job Number:  004531) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Kansas City, MO. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No ph...

Application Deadline: None

Regional Counsel, Enforcement - Denver, CO

FINRA - San Francisco, CA

Regional Counsel, Enforcement - Denver, CO( Job Number:  004533) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regional Counsel opening in Denver, CO. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job Sum...

Application Deadline: None