Jobs at FINRA

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Administrative Assistant II, Regulatory Services Operations, Rockville, MD

FINRA - Rockville, MD

Administrative Assistant II, Regulatory Services Operations, Rockville, MD( Job Number:  005182) Description   We Work to Protect Investors. Join our Team.   The Financial Industry RegulatoryAuthority (FINRA) is seeking a well-qualified individual for an AdministrativeAssistant II in our Regulatory Service Operations department in Rockville, MD.To be consider...

Examiner - Member Regulation, Sales Practice - Los Angeles, CA

FINRA - Los Angeles, CA

Examiner - Member Regulation, Sales Practice - Los Angeles, CA( Job Number:  005183) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in Los Angeles, CA. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Th...

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE), Equities - New York, NY

FINRA - New York, NY

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE), Equities - New York, NY( Job Number:  005180) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our caree...

Senior Systems Analyst - Technology - Rockville, MD

FINRA - Rockville, MD

Senior Systems Analyst - Technology - Rockville, MD( Job Number:  005179) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Senior Systems Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   ...

Regulatory Principal - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL

Regulatory Principal - Member Regulation, Sales Practice - Chicago, IL( Job Number:  005178) Description   We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Principal opening in Chicago, IL. To be considered for this position, please submit you...

HR Program Manager-Benefits - Human Resources - Rockville, MD

FINRA - Rockville, MD

HR Program Manager-Benefits - Human Resources - Rockville, MD( Job Number:  005069) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our HR Program Manager-Benefits opening in Rockville, MD. To be considered for this position, please...

Regulatory Coordinator - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, ROOR- New York, NY( Job Number:  005134) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls,...

Counsel, Office of General Counsel (Corporate Transactions & IP) - Washington, DC

FINRA - Washington, DC

Counsel, Office of General Counsel (Corporate Transactions IP) - Washington, DC( Job Number:  005172) Description   We Work to Protect Investors. Join our Team.   The FinancialIndustry Regulatory Authority (FINRA) is seeking a well-qualified individualfor our Counselopening in Washington, DC. Tobe considered for this position, please submit your resume...

Case Assistant I - Dispute Resolution - Boca Raton, FL

FINRA - Boca Raton, FL

Case Assistant I - Dispute Resolution - Boca Raton, FL( Job Number:  005167) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Case Assistant I opening in Boca Raton, FL. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: This po...

Continuing Education Analyst - Registration and Disclosure - New York, NY

FINRA - New York, NY

Continuing Education Analyst - Registration and Disclosure - New York, NY( Job Number:  005168) Description   We Work to Protect Investors. Join our Team.   The FinancialIndustry Regulatory Authority (FINRA) is seeking a well-qualified individualfor our Continuing Education Analyst opening in New York,NY. Tobe considered for this position, please submit your ...

Project/Program Manager II, Regulatory Review & Disclosure - Rockville, MD

FINRA - Rockville, MD

Project/Program Manager II, Regulatory Review Disclosure - Rockville, MD( Job Number:  005170) Description   We Work to Protect Investors. Join our Team.   The FinancialIndustry Regulatory Authority (FINRA) is seeking a well-qualified individualfor our Project/Program Manager II, Regulatory Review Disclosure opening in Rockville, MD. To be consi...

Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  005164) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Examiner...

Regulatory Analyst - Market Regulation, Market Analysis - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Regulation, Market Analysis - Rockville, MD( Job Number:  005023) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst – Market Analysis opening in Rockville, MD. To be considered for this position, please submit your resu...

Enforcement Counsel - New York, NY

FINRA - New York, NY

Enforcement Counsel - New York, NY( Job Number:  005162) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/ca...

Alternative Net Capital (ANC) Examination Manager - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Alternative Net Capital (ANC) Examination Manager - Member Regulation, ROOR- New York, NY( Job Number:  005159) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our ANC Examination Manager  opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls ...