Jobs at FINRA - Page 2

90 job openings

Save This Search

Refine Your Search

Show more Show less
Displaying results 16 - 30 of 90

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA

FINRA - Los Angeles, CA

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA( Job Number:  004206) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Los Angeles, CA. To be considered for this position, please submit your resume through our careers site at www.FINRA....

Application Deadline: None

Regulatory Analyst - Short Sales- Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Short Sales- Rockville, MD( Job Number:  004459) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers ...

Application Deadline: None

Regulatory Analyst (Contractor) Chicago Equities Surveillance - Market Regulation - Chicago, IL

FINRA - Chicago, IL

Regulatory Analyst (Contractor) Chicago Equities Surveillance - Market Regulation - Chicago, IL( Job Number:  004454) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst opening in Chicago, IL.  To be considered for this position, please submit your resume through our careers site.  No phone ...

Application Deadline: None

Regulatory Analyst, Member Trading New York, NY

FINRA - New York, NY

Regulatory Analyst, Member Trading New York, NY( Job Number:  004452) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org...

Application Deadline: None

Analyst (Contractor) Options Regulation - Market Regulation - Chicago, IL

FINRA - Chicago, IL

Analyst (Contractor) Options Regulation - Market Regulation - Chicago, IL( Job Number:  004456) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Analyst, Options Regulation (Contractor) opening in Chicago, IL. To be considered for this position, please submit your resume through our career site at www.finra.o...

Application Deadline: None

Financial Analyst II - Financial Planning - Rockville, MD

FINRA - Rockville, MD

Financial Analyst II - Financial Planning - Rockville, MD( Job Number:  004457) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Financial Analyst II opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – ...

Application Deadline: None

Director, International - Washington, DC

FINRA - Washington, DC

Director, International - Washington, DC( Job Number:  004450) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Director opening with our International group in Washington, DC. To be considered f...

Application Deadline: None

Data Analyst / Associate Tester II - Information Operations - Rockville, MD

FINRA - Rockville, MD

Data Analyst / Associate Tester II - Information Operations - Rockville, MD( Job Number:  004447) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Data Analyst/Associate Tester II opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phon...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Boston, MA

FINRA - Boston, MA

Compliance Examiner - Member Regulation, Sales Practice - Boston, MA( Job Number:  004448) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Boston, MA. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job ...

Application Deadline: None

Administrative Assistant I - Member Regulation Sales Practice - Chicago, IL

FINRA - United States

Administrative Assistant I - Member Regulation Sales Practice - Chicago, IL( Job Number:  004446) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Administrative Assistant I opening in Chicago, IL. To be considered for this posit...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004439) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Paralegal, Enforcement - New York, NY

FINRA - New York, NY

Paralegal, Enforcement - New York, NY( Job Number:  004440) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Paralegal opening in New York, NY. To be considered for this position, please submit your resume through our career site...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004433) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004434) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Enforcement Counsel - New York, NY

FINRA - New York, NY

Enforcement Counsel - New York, NY( Job Number:  004435) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/careers no phone calls, please.

Application Deadline: None