Jobs at FINRA - Page 2

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Examiner - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL

Examiner - Member Regulation, Sales Practice - Chicago, IL( Job Number:  005224) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Examine...

Examiner - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL

Examiner - Member Regulation, Sales Practice - Chicago, IL( Job Number:  005223) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   The Examin...

Litigation Counsel, Enforcement - Boca Raton, FL or Dallas, TX

FINRA - Boca Raton, FL

Litigation Counsel, Enforcement - Boca Raton, FL or Dallas, TX( Job Number:  005225) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Litigation Counsel opening in Boca Raton, FL or Dallas, TX. To be considered for this position, please submit your resume through our career ...

Litigation Counsel, Enforcement - Boca Raton, FL or Dallas, TX

FINRA - Dallas, TX

Litigation Counsel, Enforcement - Boca Raton, FL or Dallas, TX( Job Number:  005225) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Litigation Counsel opening in Boca Raton, FL or Dallas, TX. To be considered for this position, please submit your resume through our career ...

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options- Chicago, IL

FINRA - Chicago, IL

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) Options- Chicago, IL( Job Number:  005141) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considere...

Compliance Examiner - TFCE Options- Market Regulation - Chicago, IL

FINRA - Chicago, IL

Compliance Examiner - TFCE Options- Market Regulation - Chicago, IL( Job Number:  005218) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our career site...

Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  005210) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Examiner...

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY( Job Number:  005211) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, ...

Analyst, Office of General Counsel - Washington, DC

FINRA - Washington, DC

Analyst, Office of General Counsel - Washington, DC( Job Number:  005213) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA)is seeking a well-qualified individual for our Analyst opening in Washington, DC. To be considered for this position, pleasesubmit your resume through our career...

Analyst, Quantitative Analytics - New York, NY

FINRA - New York, NY

Analyst, Quantitative Analytics - New York, NY( Job Number:  005208) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking well-qualified individuals for our Analyst, Quantitative Analytics openings in New York, NY. To be considered for these positions, please submit yo...

Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  005209) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Exami...

Director, Fixed Income Investigations - Market Regulation - Rockville, MD

FINRA - Rockville, MD

Director, Fixed Income Investigations - Market Regulation - Rockville, MD( Job Number:  005206) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Director, Fixed Income Investigations opening in Rockville, MD. To be considered for this p...

Director, Market Analysis & Audit Trails, Quality of Markets - Market Regulation - Rockville, MD

FINRA - Rockville, MD

Director, Market Analysis Audit Trails, Quality of Markets - Market Regulation - Rockville, MD( Job Number:  005199) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Director, Market Analysis Audit Trails, Quality of Markets opening in Rockville, MD....

Director, Short Sales/OTC Compliance - Market Regulation - Rockville, MD

FINRA - Rockville, MD

Director, Short Sales/OTC Compliance - Market Regulation - Rockville, MD( Job Number:  005202) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Director, Short Sales/OTC Compliance, Market Regulation opening in Rockville, MD. To be considered ...

Manager/Associate Director, Office of the Ombudsman - Rockville, MD/New York,NY

FINRA - Rockville, MD

Manager/Associate Director, Office of the Ombudsman - Rockville, MD/New York,NY( Job Number:  005195) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for a Manager/ Associate Director opening in the Office of the Ombudsman departme...