Jobs at FINRA - Page 2

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Enforcement Counsel - New York, NY

FINRA - New York, NY

Enforcement Counsel - New York, NY( Job Number:  005162) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/ca...

Alternative Net Capital (ANC) Examination Manager - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Alternative Net Capital (ANC) Examination Manager - Member Regulation, ROOR- New York, NY( Job Number:  005159) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our ANC Examination Manager  opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls ...

Examination Manager - Member Regulation, ROOR- New York, NY

FINRA - New York, NY

Examination Manager - Member Regulation, ROOR- New York, NY( Job Number:  005158) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Examination Manager opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary:  

Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  005161) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Exami...

Enforcement Counsel - New York, NY

FINRA - New York, NY

Enforcement Counsel - New York, NY( Job Number:  005156) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/ca...

Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  005153) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Exami...

IS Audit Project Leader II/Associate IS Audit Director,Internal Audit -Rockville, MD

FINRA - Rockville, MD

IS Audit Project Leader II/Associate IS Audit Director,Internal Audit -Rockville, MD( Job Number:  005150) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our IS Audit Project Leader/Associate IS Audit Director opening in Rockville, MD. To be con...

Analyst, Securities Retiree Helpline - Boca Raton, FL

FINRA - Boca Raton, FL

Analyst, Securities Retiree Helpline - Boca Raton, FL( Job Number:  005149) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Analyst, Securities Retiree Helpline opening in Boca Raton, FL. To be considered for this position, plea...

Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  005147) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Examiner...

Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  005146) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Examiner...

Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  005145) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Examiner...

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options- Chicago, IL

FINRA - Chicago, IL

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) Options- Chicago, IL( Job Number:  005141) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considere...

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options- Chicago, IL

FINRA - Chicago, IL

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) Options- Chicago, IL( Job Number:  005142) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considere...

Neutral Management Coordinator - Dispute Resolution - New York, NY

FINRA - New York, NY

Neutral Management Coordinator - Dispute Resolution - New York, NY( Job Number:  005138) Description  We Work to Protect Investors. Join Our Team.  FINRA is seeking a well qualified individual for our Neutral Management Coordinator opening in Dispute Resolution Department in New York, NY.  To be considered for this position, please submit your resume through our careers...

Principal Data Analyst - Internal Audit - Rockville, MD

FINRA - Rockville, MD

Principal Data Analyst - Internal Audit - Rockville, MD( Job Number:  005133) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Principal Data Analyst – Internal Audit opening in Rockville, MD. To be considered for this position, please submit ...