Jobs at FINRA - Page 2

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Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004519) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Public Offerings Analyst, Corporate Financing - Rockville, MD

FINRA - Rockville, MD

Public Offerings Analyst, Corporate Financing - Rockville, MD( Job Number:  004518) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Public Offerings Analyst, Corporate Financing opening in Rockville, MD. To be considered for thi...

Application Deadline: None

Regulatory Analyst - OFDMI-Fraud - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - OFDMI-Fraud - Rockville, MD( Job Number:  004517) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst - Fraud opening in Rockville, MD.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary:   The Re...

Application Deadline: None

Regulatory Analyst (Contractor), Member Trading New York, NY

FINRA - New York, NY

Regulatory Analyst (Contractor), Member Trading New York, NY( Job Number:  004453) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst (Contractor) opening in New York, NY. To be considered for this position, please submit your resume through our career site ...

Application Deadline: None

Senior Systems Analyst - Technology - Rockville, MD

FINRA - Rockville, MD

Senior Systems Analyst - Technology - Rockville, MD( Job Number:  004512) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Senior Systems Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   ...

Application Deadline: None

Customer Service Coordinator III -Testing & Continuing Education, Rockville, MD

FINRA - Rockville, MD

Customer Service Coordinator III -Testing Continuing Education, Rockville, MD( Job Number:  004507) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA)is seeking a well-qualified individual for our Customer Service Coordinator III opening in Rockville, MD. To be considered for this position, ...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004324) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Regulatory Analyst, Office of Fraud Detection & Market Intelligence - ORSA-Insider Trading, Chicago, IL

FINRA - Chicago, IL

Regulatory Analyst, Office of Fraud Detection Market Intelligence - ORSA-Insider Trading, Chicago, IL( Job Number:  004419) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst opening in Chicago, IL. To be c...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004505) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004506) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - Philadelphia, PA

FINRA - Philadelphia, PA

Compliance Examiner - Member Regulation, Sales Practice - Philadelphia, PA( Job Number:  004502) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in Philadelphia, PA. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Jo...

Application Deadline: None

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004497) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our care...

Application Deadline: None

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Chicago, IL

FINRA - Chicago, IL

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) Chicago, IL( Job Number:  004498) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our career si...

Application Deadline: None

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Chicago, IL

FINRA - Chicago, IL

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) Chicago, IL( Job Number:  004499) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our career site at www....

Application Deadline: None

Manager/Team Lead - Market Regulation, Short Sales - Rockville, MD

FINRA - Rockville, MD

Manager/Team Lead - Market Regulation, Short Sales - Rockville, MD( Job Number:  004494) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Manager opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls,...

Application Deadline: None