Jobs at FINRA - Page 3

90 job openings

Save This Search

Refine Your Search

Show more Show less
Displaying results 31 - 45 of 90

Case Administrator, Office of Hearing Officers - Washington, DC

FINRA - Washington, DC

Case Administrator, Office of Hearing Officers - Washington, DC( Job Number:  004429) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Case Administrator opening in Washington, DC. To be considered for this position, pl...

Application Deadline: None

Regulatory Analyst - Market Quality - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Quality - Rockville, MD( Job Number:  004423) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finr...

Application Deadline: None

Regulatory Analyst - Market Regulation, OATS - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Regulation, OATS - Rockville, MD( Job Number:  004421) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst opening in Rockville, Maryland.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.   Job Summary...

Application Deadline: None

Regulatory Analyst - Market Regulation, Trading Analysis - Rockville, MD.

FINRA - Rockville, MD

Regulatory Analyst - Market Regulation, Trading Analysis - Rockville, MD.( Job Number:  004422) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, Md. To be considered for this position, please submit your resume through our career site at www.finra.org/careers...

Application Deadline: None

Regulatory Analyst, Office of Fraud Detection & Market Intelligence - ORSA-Insider Trading, Chicago, IL

FINRA - Chicago, IL

Regulatory Analyst, Office of Fraud Detection Market Intelligence - ORSA-Insider Trading, Chicago, IL( Job Number:  004419) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst opening in Chicago, IL. To be c...

Application Deadline: None

Trading Regulatory Liaison - Market Regulation, Trading & Financial Compliance Examinations (TFCE) - New York, NY

FINRA - New York, NY

Trading Regulatory Liaison - Market Regulation, Trading Financial Compliance Examinations (TFCE) - New York, NY( Job Number:  004416) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Trading Regulatory Liaison opening in New York, NY. To be considered for this position, please submit your resume throug...

Application Deadline: None

Regulatory Analyst,Options Regulation- New York, NY

FINRA - New York, NY

Regulatory Analyst,Options Regulation- New York, NY( Job Number:  004418) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra...

Application Deadline: None

Regulatory Analyst - Market Regulation, Fixed Income - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Regulation, Fixed Income - Rockville, MD( Job Number:  004314) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone cal...

Application Deadline: None

Enforcement Investigator - New York, NY

FINRA - New York, NY

Enforcement Investigator - New York, NY( Job Number:  004330) Description   We Work to Protect Investors.  Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Investigator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www...

Application Deadline: None

Compliance Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Membership Application Program - New York, NY( Job Number:  004411) Description   We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this pos...

Application Deadline: None

Deputy Director, Office of Fraud Detection & Market Intelligence - Rockville, MD

FINRA - Rockville, MD

Deputy Director, Office of Fraud Detection Market Intelligence - Rockville, MD( Job Number:  004409) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Deputy Director, Office of Fraud Detection and Market Intelligence opening in Rockville, M...

Application Deadline: None

Paralegal, Enforcement - Kansas City, MO

FINRA - Kansas City, MO

Paralegal, Enforcement - Kansas City, MO( Job Number:  004407) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Paralegal opening in Kansas City, MO. To be considered for this position, please submit your resume through our caree...

Application Deadline: None

Continuing Education Analyst - New York, NY

FINRA - New York, NY

Continuing Education Analyst - New York, NY( Job Number:  004403) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Continuing Education Analyst opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/car...

Application Deadline: None

Senior Business Analyst -SRMG, Rockville, MD

FINRA - Rockville, MD

Senior Business Analyst -SRMG, Rockville, MD( Job Number:  004402) Description   We Work to ProtectInvestors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) isseeking a well-qualified individual for our Senior Business Analyst opening in Rockville, MD. To be considered for this position, please submityour resume through our career...

Application Deadline: None

Alternative Net Capital (ANC) Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Alternative Net Capital (ANC) Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004383) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Alternative Net Capital (ANC) Examiner opening in New York, NY.  To be considered for this position, ple...

Application Deadline: None