Jobs at FINRA - Page 3

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Cause Examiner, Securities Retiree Helpline - Boca Raton, FL

FINRA - Boca Raton, FL

Cause Examiner, Securities Retiree Helpline - Boca Raton, FL( Job Number:  005124) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Cause Examiner, Securities Retiree Helpline opening in Boca Raton, FL. To be considered fo...

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number:  005125) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our care...

Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY

Examiner - Member Regulation, Membership Application Program - New York, NY( Job Number:  005121) Description   We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this position, please submit y...

Regional Enforcement Counsel - New York, NY

FINRA - New York, NY

Regional Enforcement Counsel - New York, NY( Job Number:  005120) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regional Enforcement Counsel opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, pleas...

Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY

Examiner - Member Regulation, Membership Application Program - New York, NY( Job Number:  004941) Description   We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this position, please submit y...

Regulatory Analyst - Market Regulation - Short Sales - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Regulation - Short Sales - Rockville, MD( Job Number:  005118) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at w...

Application Manager - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY

Application Manager - Member Regulation, Membership Application Program - New York, NY( Job Number:  005113) Description   We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Application Manager opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY...

Examiner - Member Regulation, Sales Practice - Jericho, NY

FINRA - Jericho, NY

Examiner - Member Regulation, Sales Practice - Jericho, NY( Job Number:  005106) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in Jericho, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Examiner i...

Legal Support Manager, Office of General Counsel (Regulatory) - Washington, DC

FINRA - Washington, DC

Legal Support Manager, Office of General Counsel (Regulatory) - Washington, DC( Job Number:  005103) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA)is seeking a well-qualified individual for our Legal Support Manager opening in Washington, DC. To be considered for this position, pl...

Regional Enforcement Counsel - Jericho, NY

FINRA - Jericho, NY

Regional Enforcement Counsel - Jericho, NY( Job Number:  005101) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regional Enforcement Counsel opening in Jericho, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please....

Regulatory Analyst - OFDMI-Office of Whistleblower - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - OFDMI-Office of Whistleblower - Rockville, MD( Job Number:  005097) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please sub...

Regional Chief Counsel - Enforcement - Los Angeles, CA

FINRA - Los Angeles, CA

Regional Chief Counsel - Enforcement - Los Angeles, CA( Job Number:  005095) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regional Chief Counsel opening in Los Angeles, CA. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no p...

Associate Regional Director - Dispute Resolution - Los Angeles, CA

FINRA - Los Angeles, CA

Associate Regional Director - Dispute Resolution - Los Angeles, CA( Job Number:  005094) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Regional Director, Dispute Resolution opening in Los Angeles, CA. To be considere...

Technology Delivery Lead, Agile Delivery Lead - Technology - Rockville, MD

FINRA - Rockville, MD

Technology Delivery Lead, Agile Delivery Lead - Technology - Rockville, MD( Job Number:  005088) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Technology Delivery Lead-Agile Delivery Lead opening in Rockville, MD. To be consid...

Deputy Regional Chief Counsel, Enforcement - Chicago, IL

FINRA - Chicago, IL

Deputy Regional Chief Counsel, Enforcement - Chicago, IL( Job Number:  005086) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Deputy Regional Chief Counsel opening in Chicago, IL. To be considered for this position, p...