Jobs at FINRA - Page 3

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Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY

Examiner - Member Regulation, Membership Application Program - New York, NY( Job Number:  004941) Description   We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this position, plea...

Cause Examiner, Securities Retiree Helpline - Boca Raton, FL

FINRA - Boca Raton, FL

Cause Examiner, Securities Retiree Helpline - Boca Raton, FL( Job Number:  004942) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Cause Examiner, Securities Retiree Helpline opening in Boca Raton, FL. To be considered fo...

Deputy Regional Chief Counsel, Enforcement - New York, NY or Long Island, NY

FINRA - New York, NY

Deputy Regional Chief Counsel, Enforcement - New York, NY or Long Island, NY( Job Number:  004938) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Deputy Regional Chief Counsel opening in New York, NY or Long Island, NY. To be c...

Deputy Regional Chief Counsel, Enforcement - New York, NY or Long Island, NY

FINRA - Jericho, NY

Deputy Regional Chief Counsel, Enforcement - New York, NY or Long Island, NY( Job Number:  004938) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Deputy Regional Chief Counsel opening in New York, NY or Long Island, NY. To be c...

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004935) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our care...

Examiner - Member Regulation, Sales Practice - Kansas City, MO

FINRA - Kansas City, MO

Examiner - Member Regulation, Sales Practice - Kansas City, MO( Job Number:  004933) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in Kansas City, MO. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Ex...

Examiner - Member Regulation, Sales Practice - Woodbridge, NJ

FINRA - Woodbridge Township, NJ

Examiner - Member Regulation, Sales Practice - Woodbridge, NJ( Job Number:  004932) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in Woodbridge, NJ. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Exam...

Graduate Legal Intern, Office of General Counsel - Capital Markets Policy & Appellate Groups - Washington, DC

FINRA - Washington, DC

Graduate Legal Intern, Office of General Counsel - Capital Markets Policy Appellate Groups - Washington, DC( Job Number:  004913) Description   We Work to Protect Investors. Join our Team.   2016 Summer Internship Program   FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the secu...

Graduate Intern, Office of the Chief Economist - Washington, DC

FINRA - Washington, DC

Graduate Intern, Office of the Chief Economist - Washington, DC( Job Number:  004916) Description   We Workto Protect Investors. Join our Team.   2016Summer Internship Program   FINRA is dedicated to providing you with aninternship opportunity to gain knowledge and experience in the securitiesindustry with an employer that places a h...

Graduate Legal Intern, Office of General Counsel, Litigation Group - Washington, DC

FINRA - Washington, DC

Graduate Legal Intern, Office of General Counsel, Litigation Group - Washington, DC( Job Number:  004924) Description   We Work to Protect Investors. Join our Team.   2015 Summer Internship Program   FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities ind...

Senior Application Security Engineer - Rockville, MD

FINRA - Rockville, MD

Senior Application Security Engineer - Rockville, MD( Job Number:  004860) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Senior Application Security Engineer opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at...

Regional Counsel, Enforcement - Woodbridge, NJ or Boston, MA

FINRA - Woodbridge Township, NJ

Regional Counsel, Enforcement - Woodbridge, NJ or Boston, MA( Job Number:  004853) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regional Counsel opening in Woodbridge, NJ or Boston, MA. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – ...

Regional Counsel, Enforcement - Woodbridge, NJ or Boston, MA

FINRA - Boston, MA

Regional Counsel, Enforcement - Woodbridge, NJ or Boston, MA( Job Number:  004853) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regional Counsel opening in Woodbridge, NJ or Boston, MA. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – ...

Examiner - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL

Examiner - Member Regulation, Sales Practice - Chicago, IL( Job Number:  004845) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Examiner h...

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY( Job Number:  004844) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, ...