Jobs at FINRA - Page 3

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Examiner - Member Regulation, Sales Practice - Los Angeles, CA

FINRA - Los Angeles, CA

Examiner - Member Regulation, Sales Practice - Los Angeles, CA( Job Number:  005183) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in Los Angeles, CA. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary:   Th...

Counsel, Office of General Counsel (Corporate Transactions & IP) - Washington, DC

FINRA - Washington, DC

Counsel, Office of General Counsel (Corporate Transactions IP) - Washington, DC( Job Number:  005172) Description   We Work to Protect Investors. Join our Team.   The FinancialIndustry Regulatory Authority (FINRA) is seeking a well-qualified individualfor our Counselopening in Washington, DC. Tobe considered for this position, please submit your resume...

Case Assistant I - Dispute Resolution - Boca Raton, FL

FINRA - Boca Raton, FL

Case Assistant I - Dispute Resolution - Boca Raton, FL( Job Number:  005167) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Case Assistant I opening in Boca Raton, FL. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: This po...

Continuing Education Analyst - Registration and Disclosure - New York, NY

FINRA - New York, NY

Continuing Education Analyst - Registration and Disclosure - New York, NY( Job Number:  005168) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Continuing Education Analyst opening in New York,NY. To be considered for this position, please submit yo...

Regulatory Analyst - Market Regulation, Market Analysis - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Regulation, Market Analysis - Rockville, MD( Job Number:  005023) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst – Market Analysis opening in Rockville, MD. To be considered for this position, please submit your resu...

Enforcement Counsel - New York, NY

FINRA - New York, NY

Enforcement Counsel - New York, NY( Job Number:  005162) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/ca...

Enforcement Counsel - New York, NY

FINRA - New York, NY

Enforcement Counsel - New York, NY( Job Number:  005156) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY.  To be considered for this position, please submit your resume through our career site at www.finra.org/ca...

IS Audit Project Leader II/Associate IS Audit Director,Internal Audit -Rockville, MD

FINRA - Rockville, MD

IS Audit Project Leader II/Associate IS Audit Director,Internal Audit -Rockville, MD( Job Number:  005150) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our IS Audit Project Leader/Associate IS Audit Director opening in Rockville, MD. To be con...

Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options- Chicago, IL

FINRA - Chicago, IL

Compliance Examiner - Market Regulation, Trading Financial Compliance Examinations (TFCE) Options- Chicago, IL( Job Number:  005142) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considere...

Neutral Management Coordinator - Dispute Resolution - New York, NY

FINRA - New York, NY

Neutral Management Coordinator - Dispute Resolution - New York, NY( Job Number:  005138) Description  We Work to Protect Investors. Join Our Team.  FINRA is seeking a well qualified individual for our Neutral Management Coordinator opening in Dispute Resolution Department in New York, NY.  To be considered for this position, please submit your resume through our careers...

Principal Data Analyst - Internal Audit - Rockville, MD

FINRA - Rockville, MD

Principal Data Analyst - Internal Audit - Rockville, MD( Job Number:  005133) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Principal Data Analyst – Internal Audit opening in Rockville, MD. To be considered for this position, please submit ...

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number:  005125) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our care...

Regional Enforcement Counsel - New York, NY

FINRA - New York, NY

Regional Enforcement Counsel - New York, NY( Job Number:  005120) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regional Enforcement Counsel opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, pleas...

Examiner - Member Regulation, Membership Application Program - New York, NY

FINRA - New York, NY

Examiner - Member Regulation, Membership Application Program - New York, NY( Job Number:  004941) Description   We Work to Protect Investors.  Join our Team.  FINRA is seeking a well qualified individual for our Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY.  To be considered for this position, please submit y...

Regulatory Analyst - Market Regulation - Short Sales - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Regulation - Short Sales - Rockville, MD( Job Number:  005118) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at w...