Jobs at FINRA - Page 4

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Alternative Net Capital (ANC) Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Alternative Net Capital (ANC) Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004383) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Alternative Net Capital (ANC) Examiner opening in New York, NY.  To be considered for this position, ple...

Application Deadline: None

Financial Operations Examiner – Market Regulation, Trading & Financial Compliance Examinations - New York, NY

FINRA - New York, NY

Financial Operations Examiner – Market Regulation, Trading Financial Compliance Examinations - New York, NY( Job Number:  004388) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position...

Application Deadline: None

Examination Manager - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Financial Operations - New York, NY

FINRA - New York, NY

Examination Manager - Market Regulation, Trading Financial Compliance Examinations (TFCE) Financial Operations - New York, NY( Job Number:  004387) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Examination Manager opening in New York, NY. To be considered for th...

Application Deadline: None

Regulatory Analyst - Market Regulation, Short Interest - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Regulation, Short Interest - Rockville, MD( Job Number:  004392) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone c...

Application Deadline: None

Analyst, Securities Retiree Helpline - Boca Raton, FL

FINRA - Boca Raton, FL

Analyst, Securities Retiree Helpline - Boca Raton, FL( Job Number:  004378) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Analyst, Securities Retiree Helpline opening in Boca Raton, FL. To be considered for this position, plea...

Application Deadline: None

Neutral Management Recruiter/Trainer - Dispute Resolution, Neutral Management - New York, NY

FINRA - New York, NY

Neutral Management Recruiter/Trainer - Dispute Resolution, Neutral Management - New York, NY( Job Number:  004381) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Neutral Management Recruiter/Trainer opening in New York, N...

Application Deadline: None

Regional Counsel, Enforcement - Chicago, IL

FINRA - Chicago, IL

Regional Counsel, Enforcement - Chicago, IL( Job Number:  004371) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regional Counsel opening in Chicago, IL. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please.   Job S...

Application Deadline: None

Senior Surveillance Developer - Technology - New York, NY

FINRA - New York, NY

Senior Surveillance Developer - Technology - New York, NY( Job Number:  004368) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Senior Surveillance Developer opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: ...

Application Deadline: None

Director, Advanced Analytics - New York, NY

FINRA - New York, NY

Director, Advanced Analytics - New York, NY( Job Number:  004367) Description   We Work to Protect Investors. Join our Team.   Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing an Application for Alien Employment Certification for the below described job description: Position:  Director, Advanced Analytics (New York, New Yo...

Application Deadline: None

Neutral Management Coordinator - Dispute Resolution - New York, NY

FINRA - New York, NY

Neutral Management Coordinator - Dispute Resolution - New York, NY( Job Number:  004312) Description   We Work to Protect Investors. Join our Team.    The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Neutral Management Coordinator opening in New York, New York. To be considered f...

Application Deadline: None

Director, Enforcement Center - Rockville, MD

FINRA - Rockville, MD

Director, Enforcement Center - Rockville, MD( Job Number:  004361) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Director, Enforcement Center opening in Rockville, MD. To be considered for this position, please submit your resume through our career sit...

Application Deadline: None

Hearing Officer, Office of Hearing Officers - Washington, DC

FINRA - Washington, DC

Hearing Officer, Office of Hearing Officers - Washington, DC( Job Number:  004334) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Hearing Officer opening in Washington, DC. To be considered for this position, please submit your resume throug...

Application Deadline: None

Compliance Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004324) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summar...

Application Deadline: None

Regulatory Analyst/Contractor, Market Regulation, Member Trading - New York, NY

FINRA - New York, NY

Regulatory Analyst/Contractor, Market Regulation, Member Trading - New York, NY( Job Number:  004244) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst/Contractor opening in New York, NY. To be considered for this position, please submit your resume through...

Application Deadline: None

Enforcement Chief Counsel - New York, NY

FINRA - New York, NY

Enforcement Chief Counsel - New York, NY( Job Number:  004320) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Chief Counsel opening in New York, NY. To be considered for this position, please submit your resume through our care...

Application Deadline: None