Jobs at FINRA - Page 4

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Examiner - Member Regulation, Sales Practice - Chicago, IL

FINRA - Chicago, IL

Examiner - Member Regulation, Sales Practice - Chicago, IL( Job Number:  004845) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Examiner h...

Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004828) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Examiner...

Litigation Paralegal, Enforcement - New York, NY

FINRA - New York, NY

Litigation Paralegal, Enforcement - New York, NY( Job Number:  004819) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Litigation Paralegal opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/career...

Examiner - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Examiner - Member Regulation, Sales Practice - New York, NY( Job Number:  004817) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please.   Job Summary: The Examiner...

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004816) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our care...

Regulatory Analyst - Market Regulation, Fixed Income - Rockville, MD

FINRA - Rockville, MD

Regulatory Analyst - Market Regulation, Fixed Income - Rockville, MD( Job Number:  004684) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone cal...

Paralegal I - Market Regulation, Legal - Rockville, MD

FINRA - Rockville, MD

Paralegal I - Market Regulation, Legal - Rockville, MD( Job Number:  004804) Description   We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Paralegal I opening in Rockville, MD.  To be considered for this position, please submit your resume through our careers site.  N...

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004799) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our care...

Continuing Education Analyst - Registration and Disclosure - New York, NY

FINRA - New York, NY

Continuing Education Analyst - Registration and Disclosure - New York, NY( Job Number:  004798) Description   We Workto Protect Investors. Join our Team. TheFinancial Industry Regulatory Authority (FINRA) is seeking a well-qualifiedindividual for our Continuing EducationAnalyst opening in New York, NY. Tobe considered for this position, p...

Enforcement Investigator - New York, NY

FINRA - New York, NY

Enforcement Investigator - New York, NY( Job Number:  004795) Description   We Work to Protect Investors.  Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Investigator opening in New York, NY. To be considered for this position, please submit your resume through our career site at www...

Case Administrator, Office of Hearing Officers - Washington, DC

FINRA - Washington, DC

Case Administrator, Office of Hearing Officers - Washington, DC( Job Number:  004793) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Case Administrator opening in Washington, DC. To be considered for this position, pl...

Enforcement Counsel - New York, NY

FINRA - New York, NY

Enforcement Counsel - New York, NY( Job Number:  004776) Description   We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Counsel opening in New York, MD. To be considered for this position, please submit your resume through our career ...

Examiner - TFCE Options- Market Regulation - Chicago, IL

FINRA - Chicago, IL

Examiner - TFCE Options- Market Regulation - Chicago, IL( Job Number:  004770) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well-qualified individual for our Analyst, Options Regulation opening in Chicago, IL. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, p...

Financial Operations Examiner - Member Regulation, ROOR - New York, NY

FINRA - New York, NY

Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number:  004763) Description   We Work to Protect Investors. Join our Team.   FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our care...

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY

FINRA - New York, NY

Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY( Job Number:  004754) Description   We Work to Protect Investors. Join our Team.   The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, ...