Robert Half Financial Services are currently recruiting for a Controller FINOP role within a Broker Dealer based in Manhattan. Our client requires current or prior experience within accounting and regulatory functions, within a self-clearing broker-dealer. Series 27 is required or must be completed within 3 months of being hired.
Responsibilities: Partner with CFO and CEO to work on day-to-day accounting and FINOP responsibilities. Prepare financials, books and records and ensure regulatory requirements (SEC, FINRA) are met. Account reconciliation, payroll, accounts payables, account receivables, net capital computations, audit support, book-keeping and accounting due diligence. FINRA examination support. Ensure accurate production and completion of month-end, quarter-end and year-end close processes. Keep up to date with regulatory developments and oversee their implementation. Manage all tax filings, planning and compliance (federal, state, local payroll, property) Ensure financial information and new systems efficiently and accurately consolidate. Make recommendations for process/ control modifications. Requirements: Bachelors Degree in Accounting, Business, Finance or related field. Current or prior experience as FINOP within a self-clearing or clearing firm. Experience with Workforce, QuickBooks, Microsoft Dynamics. CPA is a plus but not required. Experience with accounts payable/ receivable, tax filings, vendor management, reconciliation, accounting due diligence. This Controller role is located in midtown Manhattan so please only apply if you are able to travel to this location and have relevant experience for the role. The salary is dependent on experience, but the initial range is $100-150k. If your profile matches the above criteria, please contact me on **email@example.com**
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