Control & Monitoring Lead Specialist (PA2024295 ) Job Listing at SS&C Technologies in London (Job ID R22933-London, UK)

Description

SS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 offices in 35 countries. Some 18,000 financial services and healthcare organizations, from the world's largest institutions to local firms, manage and account for their investments using SS&C's products and services.

Job Description

• Support the onboarding process (including Due Diligence) and ongoing oversight (including Due Diligence/Attestation) of Partner firms, DFM's and third-party product providers
• Oversee and maintain central Registers covering:-
  • Partner Firms & Models being supported (with other appropriate detail)
  • Business Operating Model exceptions
  • Agreements/contracts in place for Partner Firms, DFM's and Third Party Product providers
  • Regulatory and AML Due Diligence records
• Oversee and deliver timely responses to client requests for Due-diligence
• Business owner for the set up of new Assets to the Platform Buy List, liaising with 3rd Parties (and being Supplier BRO – Business Relationship Owner) as required & ensuring detail provided to Production Support for uploading  
• Ensure a Business Impact assessment completed (with SMEs) for any exceptions to our standard operating models and oversee review and approvals)
• Maintain tracking and oversight of allocated Business Initiatives and Issues ensuring owners assigned, right prioritisation and target delivery dates
• Ensure compliance and regulatory obligations are met when introducing new clients, products or services
• Drive and oversee agreed Audit & Compliance Monitoring items ensuring relevant and quality responses & actions owned and tracked through to completion
• Understand all company risks (working with owners to ensure kept up to date through Risk maps/Control Matrices) and oversight/drive through of actions required to reduce the risk profile
• Together with Operations, oversee and track the Breach and Incidents logs, ensuring actions are appropriately allocated and closed out by agreed dates
• Ensuring processes and controls are being continuously improved by Dept Leads to ensure optimal efficiency, risk management and productivity with a complete review carried out at least annually
• Collaborate with key stakeholders (including second line) ensuring compliance of SS&C Hubwise business operations
• Support the legal function in in managing new and renewal contracts

Unless explicitly requested or approached by SS&C Technologies, Inc. or any of its affiliated companies, the company will not accept unsolicited resumes from headhunters, recruitment agencies, or fee-based recruitment services. SS&C offers excellent benefits including health, dental, 401k plan, tuition and professional development reimbursement plan. SS&C Technologies is an Equal Employment Opportunity employer and does not discriminate against any applicant for employment or employee on the basis of race, color, religious creed, gender, age, marital status, sexual orientation, national origin, disability, veteran status or any other classification protected by applicable discrimination laws.