Dudley Ventures Sr Compliance Officer Job Listing at Valley Bank in Phoenix, AZ (Job ID 25-906)

Description

Responsibilities include but are not limited to:

• Develop and/or maintain effective compliance monitoring programs and risk assessments with an emphasis on NMTC and SALT regulatory compliance.
• Manage state tax compliance including researching and analyzing a wide range of tax issues and implications (e.g., nexus considerations and apportionment methodology).
• Provide advice and assistance to management on compliance issues related to tax credit transactions, investment structures, and reporting obligations, including opportunities for process improvements.
• Stay current on all federal, state, and local regulatory changes impacting tax credit investments and ensure policies, procedures, and communications reflect those changes.
• Participate in reviews, audits, and regulatory examinations related to tax credit investments. Document results and present findings to management.
• Investigate and prepare responses to inquiries or audits performed by outside agencies.
• Identify areas of potential vulnerability and risk, develop corrective action plans, and provide general guidance to address compliance issues.
• Assist in the development, implementation, and monitoring of compliance program training materials specific to tax credit investment regulations. Conduct compliance training as needed.
• Assist in developing senior management and board presentations.
• In the absence of the Manager, Compliance or CCO, provide mentorship to others in the day-to-day operations of the department.