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CLIENT SERVICE ASSOCIATE - NON-REGISTERED

Stifel - Murrieta, CA

SUMMARY The Client Services Associate (NR) assists one or more Financial Advisors (FA) with the opening and maintenance of client accounts and records; performs a wide variety of administrative support duties, including but not limited to, data entry, preparing mailings, filing, answering the phone, obtaining approvals for FA communications and advertisements;...

HRIS SYSTEM ADMINISTRATOR

Stifel - St. Louis, MO

ESSENTIAL DUTIES AND RESPONSIBILITIES Serve as the subject matter expert for the Human Resource Information Systems, including researching and resolving end-user issues, system problems/unexpected results, and process flaws. Routinely review and analyze system issues and/or defects for trends and identify solutions to resolve the root causes. Diagn...

CLIENT SERVICE ASSOCIATE - REGISTERED

Stifel - Gainesville, GA

POSITION SUMMARY Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtain...

CLIENT SERVICE ASSOCIATE - REGISTERED

Stifel - New York, NY

POSITION SUMMARY Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtain...

CLIENT SERVICE ASSOCIATE - NON-REGISTERED

Stifel - New York, NY

SUMMARY The Client Services Associate (NR) assists one or more Financial Advisors (FA) with the opening and maintenance of client accounts and records; performs a wide variety of administrative support duties, including but not limited to, data entry, preparing mailings, filing, answering the phone, obtaining approvals for FA communications and advertisements;...

OPERATIONS ASSOCIATE III - CAPITAL MARKETS

Stifel - Baltimore, MD

SUMMARY The Operations Associate III works to ensure correct trade processing for all large Institutional clients. Researches and resolves incoming inquiries from Institutional clients as well as Capital Market Traders and Sales associates. ESSENTIAL DUTIES AND RESPONSIBILITIES Assists wit...

CLIENT SERVICE ASSOCIATE

Stifel - White Plains, NY

SUMMARY The Client Services Associate (NR) assists one or more Financial Advisors (FA) with the opening and maintenance of client accounts and records; performs a wide variety of administrative support duties, including but not limited to, data entry, preparing mailings, filing, answering the phone, obtaining approvals for FA communications and advertisements;...

COMPLIANCE ANALYST I - BRANCH EXAMS

Stifel - St. Louis, MO

SUMMARY The Compliance Analyst I establishes and maintains open lines of communication and acts as a contact point for Private Client Group (PCG) branches to assist with applicable Firm policies and/or procedures and regulatory rules. The Analyst I conducts branch examination pre-work and on-site branch examinations in compliance with FINRA Rule 3110 and follow-up for ...

CLIENT SERVICE ASSOCIATE - NON-REGISTERED

Stifel - Grosse Pointe, MI

SUMMARY The Client Services Associate (NR) assists one or more Financial Advisors (FA) with the opening and maintenance of client accounts and records; performs a wide variety of administrative support duties, including but not limited to, data entry, preparing mailings, filing, answering the phone, obtaining approvals for FA communications and advertisements;...

COMPLIANCE ASSOCIATE I - BRANCH EXAMS

Stifel - St. Louis, MO

SUMMARY The Compliance Associate I will work closely with members of the Compliance team and is responsible for gathering information and documentation for day to day compliance tasks, including administrative tasks. ESSENTIAL DUTIES AND RESPONSIBILITIES • Assist with branch examination pre-work • Perform administrative duties such as updat...

COMPLIANCE ANALYST I - AML/FRAUD

Stifel - St. Louis, MO

SUMMARY Stifel's AML Department is looking to add an experienced AML Fraud professional to its growing team. In this role, the AML Fraud Compliance Analyst I researches and analyzes high risk transactions across all payment channels to identify possible instances of fraud. The FIU analyst is predominantly self-directed, self-motivated and receives occasional direction ...

COMPLIANCE ANALYST III - AML/FRAUD

Stifel - St. Louis, MO

SUMMARY Stifel's AML FIU/Fraud team is seeking a Senior Cyber Fraud Analyst. Under general supervision, the Senior Cyber Fraud Analyst will use data analysis and technology experience to protect client and firm assets, manage risk, and improve Stifel's security posture. The successful candidate will have a strong technical background, which includes writing alert logic...

COMPLIANCE ANALYST II - AML/FRAUD

Stifel - St. Louis, MO

SUMMARY The AML Fraud Compliance Analyst II researches and analyzes high risk AML transactions across all payment channels to identify possible cases of fraud. Is predominantly self-directed, self-motivated and receives occasional direction and oversight from the AML Manager. ESSENTIAL DUTIES AND RESPONSIBILITIES • Review and analyze re...

COMPLIANCE ANALYST II- AML- CLIENT INTELLIGENCE UNIT

Stifel - St. Louis, MO

SUMMARY Stifel's AML department is looking to add an experienced AML professional with previous experience reviewing foreign accounts to its growing team. In this role, the AML- Client Intelligence Unit (CIU) Analyst is responsible for providing a holistic review of high risk clients from a risk based approach. The CIU analyst conducts surveillance reviews to identify ...

COMPLIANCE ASSOCIATE I- AML- CLIENT INTELLIGENCE UNIT

Stifel - St. Louis, MO

SUMMARY The Compliance Anti-money Laundering (AML), Client Intelligence Unit (CIU) Associate I assists in creating transactional data and background reviews. The AML CIU associate will also be responsible for requesting KYC documentation, beneficial ownership forms and beneficial ownership attestation forms. ESSENTIAL DUTIES AND RESPONSIBILITIES