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Compliance Analyst II - State Regulatory Compliance Oversight

Stifel - St. Louis, MO

Job Summary The Compliance Analyst II is responsible for understanding, documenting, creating, and helping to implement various state regulations affecting Stifel's business related to Elder and vulnerable clients. This may include review, work, resolution and reporting of escalated cases dealing with senior investors, review and work of accounts having state reporting...

Senior Financial Planning Specialist II

Stifel - St. Louis, MO

Summary The Senior Financial Planning Specialist II promotes the use of Wealth Planning products and services offered through the Wealth Planning Department to Stifel Financial Advisors. This position has a comprehensive foundation in the financial planning side of the business and functions as a product generalist; able to answer Financial Advisor questions; provides ...

Compliance Analyst III - AML-Client Intelligence Unit Sanctions

Stifel - St. Louis, MO

Job Summary The AML – Client Intelligence Unit (CIU) Analyst III is responsible for a holistic review of high risk clients from a risk based approach. The CIU Sanctions Analyst is responsible for sanctions investigations (e.g., escalations, reporting, and investigations), reviews to identify potential high risk transactional activity, PEPs reviews, Negative News/Deroga...

Research Associate I - Biotechnology

Stifel - Boston, MA

Summary Under immediate supervision, the Research Associate I is primarily responsible for providing information and data gathering, analysis, modeling, and organizational support to the senior level Research Analysts. Should be adept at or able to quickly learn and apply the core research foundation skills including accounting, finance, valuation, modeling, and profic...

CLIENT SERVICE ASSOCIATE - NON-REGISTERED

Stifel - O'Fallon, MO

Summary Under immediate supervision, Client Services Associate (NR) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for...

Securities Lending Operations Associate

Stifel - St. Louis, MO

The Securities Lending Associate will be responsible for various securities lending operational tasks. Through training, this position will learn and actively participate in balancing the daily settlement, reconcile multiple programs and accounts, evaluate numerous reports and keep detailed record. This position will interact with internal department and outside contra firms. Essential...

AML Compliance Analyst – Institutional Transaction Monitoring

Stifel - St. Louis, MO

Summary Stifel's AML department is looking to add an experienced Institutional AML professional with previous experience reviewing institutional accounts and performing AML investigations. Under general supervision, the AML Institutional Transaction Monitoring Analyst assists in researching and analyzing high risk transactions across all payment channels to identify po...

Supervisory Analyst

Stifel - New York, NY

The Head Supervisory Analyst is part of a global team that reviews, edits, and approves a high volume of Research content under regular deadline pressure. Analysts in the United States, Europe and Asia produce reports. The Supervisory Analyst will need to have a firm command of all relevant regulatory rules and requirements, as well as a strong grasp of language and style, and the ability to...

Investment Banking Analyst (General Application)

Stifel - Toronto, ON, Canada

About Stifel Stifel Financial Corp., is a publically listed (NYSE – SF) full-service global investment banking platform with over 8,500 personnel operating in Canada, the United States and Europe. Stifel Financial Corp. is a leader in middle market investment banking, being #1 in equity deals under $1 Billion Market Cap and #1 among middle market firms in M&A Transactions unde...

Bank Fraud Specialist

Stifel - St. Louis, MO

Summary The Bank Fraud Specialist will be responsible for researching and investigating instances of fraud across all payment channels. The Fraud Specialist is predominantly self-directed, self-motivated and receives occasional direction and oversight from the Deposit Operations Manager. Essential Duties & Responsibilities Investigate ...

CLIENT SERVICE ASSOCIATE

Stifel - Southlake, TX

Summary Under immediate supervision, Client Services Associate assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s...

Client Service Associate - Not Registered

Stifel - PA

Job Summary Under immediate supervision, Client Services Associate (NR) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) c...

Annuity Solutions Specialist II

Stifel - St. Louis, MO

SUMMARY The Annuity Solutions Specialist II is responsible for supporting and marketing the Firm's annuity products (fixed, immediate, indexed, buffered, and variable) to Financial Advisors via the telephone, email, and Stifel's intranet (Portal). Annuity Solution Specialists II serve as product experts for any branch personnel with product-specific questions, technica...

2023 Investment Banking Summer Analyst - Multiple Locations

Stifel - Bethesda, MD

Company Description: At its core, the Stifel story is a journey of growth and optimism for the future. In our more than 125 year history, Stifel has evolved from a St. Louis-based brokerage house and is now a full-service investment bank, offering securities brokerage, trading, research, underwriting and corporate advisory services globally. Our expertise spans s...

2023 KBW Investment Banking Summer Analyst - Multiple Locations

Stifel - Richmond, VA

Company Description: Keefe, Bruyette & Woods, A Stifel Company, is a full-service investment bank and broker dealer specializing in the financial services sector. The firm maintains industry‐leading positions in the areas of mergers and acquisitions, initial public offerings, secondary offerings, research, as well as sales & trading in equities securities of fina...