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Operations Associate - Annuities In-Force Transactions

Stifel - St. Louis, MO

Summary Under immediate supervision the Annuities In-Force Transactions Operations Associate performs a variety of in-force transaction processes. Tasks will include processing changes and reviewing documents to be submitted to carriers and imaging documents. You will learn the structure of Stifel, the branch organization, insurance carriers, the BETA system and insura...

Compliance Analyst III - AML-Client Intelligence Unit Sanctions

Stifel - New York, NY

Job Summary The AML – Client Intelligence Unit (CIU) Analyst III is responsible for a holistic review of high risk clients from a risk based approach. The CIU Sanctions Analyst is responsible for sanctions investigations (e.g., escalations, reporting, and investigations), reviews to identify potential high risk transactional activity, PEPs reviews, Negative News/Deroga...

Mortgage Compliance Analyst II

Stifel - St. Louis, MO

Summary The Mortgage Compliance Analyst II is responsible for daily and periodic monitoring, researching, and review of state and federal compliance requirements, acts, and laws. As appropriate, the functions will be performed for Stifel's multiple commercial bank entities (each a “Bank”). Essential Duties & Responsibilities Assi...

Bank Corporate Compliance Analyst II

Stifel - St. Louis, MO

Summary The Bank Corporate Compliance Analyst II is responsible for the daily and periodic monitoring, researching, and review respecting certain Safety & Soundness laws and regulations including information security, identify theft, Regulation W and Regulation O (collectively, “Safety & Soundness Regulations”). As appropriate, the functions will be performed for Stife...

Compliance Analyst III - Regulatory Controls, Trade Reporting, and Testing Team

Stifel - New York, NY

Job Summary The Compliance Analyst III will follow the lead of the Regulatory Controls, Trade Reporting, and Testing Director/Compliance Project Manager. This position will include the daily pulling of data upon request for a regulator from different data sources, transferring files when necessary, monitoring certain processes for completion, and assisting the Complian...

CLIENT SERVICE ASSOCIATE - NON-REGISTERED

Stifel - Johnson City, TN

Summary A highly successful, leading edge, and fun private wealth advisory practice is seeking a Client Service Associate (non-registered). We are a 131 year old company that still thinks like a startup. We're looking for a professional who is ready to do what it takes to help our clients achieve their goals. It's that simple. That's our only measure of ...

Investment Banking Analyst (General Application)

Stifel - Toronto, ON, Canada

About Stifel Stifel Financial Corp., is a publically listed (NYSE – SF) full-service global investment banking platform with over 8,500 personnel operating in Canada, the United States and Europe. Stifel Financial Corp. is a leader in middle market investment banking, being #1 in equity deals under $1 Billion Market Cap and #1 among middle market firms in M&A Transactions unde...

Compliance Change Management Analyst II

Stifel - St. Louis, MO

Summary The Compliance Change Management Analyst II is responsible for the daily and periodic monitoring, researching, and review respecting certain Safety & Soundness laws and regulations including information security and identify theft,.. As appropriate, the functions will be performed for Stifel's multiple commercial bank and trust entities (collectively, the “Bank...

Bank Secrecy Act (BSA) Associate

Stifel - St. Louis, MO

Summary The Bank Secrecy Act (BSA) Associate compares bank activity with appropriate policies and procedures to confirm compliance. Essential Duties & Responsibilities Monitors bank activity for regulatory compliance. Completes checklists and other job aids to verify compliance. Uses appropriate resources to conti...

Personal Trust Administration Assistant Manager

Stifel - St. Louis, MO

Summary The Personal Trust Administration Assistant Manager administers complex trust accounts in accordance with the terms of the trust document and all applicable laws. This position is also responsible for leading and directing the work flow for a team of Personal Trust Officers. Essential Duties & Responsibilities Review trus...

Bank Compliance Associate

Stifel - St. Louis, MO

Summary The Bank Compliance Associate compares bank activity with appropriate policies and procedures to confirm compliance. Essential Duties & Responsibilities Monitors bank activity for regulatory compliance. Completes checklists and other job aids to verify compliance. Uses appropriate resources to continue to ...

Operations Associate - Dividends

Stifel - St. Louis, MO

Summary The Operations Associate performs operations tasks related to data entry, compiling data, and performing math calculations. And will also verify and communicate discrepancies in the workflow and will follow established procedures. Essential Duties and Responsibilities Receives assignment of work and proce...

Sr. HR Business Partner

Stifel - St. Louis, MO

Job Summary The Senior HR Business Partner provides consultative human resources support to business units within the Institutional group including Public Finance. The Senior HR Business Partner is the designated expert on the interpretation of HR programs, policies, and procedures to ensure alignment with business objectives and work cultures in achieving...

Compliance Analyst II - State Regulatory Compliance Oversight

Stifel - St. Louis, MO

Job Summary The Compliance Analyst II is responsible for understanding, documenting, creating, and helping to implement various state regulations affecting Stifel's business related to Elder and vulnerable clients. This may include review, work, resolution and reporting of escalated cases dealing with senior investors, review and work of accounts having state reporting...

Compliance Analyst III - AML-Client Intelligence Unit Sanctions

Stifel - St. Louis, MO

Job Summary The AML – Client Intelligence Unit (CIU) Analyst III is responsible for a holistic review of high risk clients from a risk based approach. The CIU Sanctions Analyst is responsible for sanctions investigations (e.g., escalations, reporting, and investigations), reviews to identify potential high risk transactional activity, PEPs reviews, Negative News/Deroga...