Jobs At Stifel In United States Of America | CareerArc

Jobs at Stifel in United States Of America

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COMPLIANCE DIRECTOR- ADVISORY SERVICES

Stifel - United States of America

SUMMARY The Asset Management Compliance Director is a senior leader of compliance-related activities for several of Stifel's registered investment advisory entities. The Asset Management Compliance Director will report directly to the Stifel Financial Advisory Services Chief Compliance Officer and will be responsible for overseeing and managing the compliance fu...

SUPERVISORY ANALYST

Stifel - United States of America

SUMMARY Provide a high quality and timely review of all equity research products across a global platform, ensuring that all research is compliant with FINRA, FCA and jurisdictional rules and regulations as well as, Stifel company policy. MAJOR DUTIES Reviews all research intended for the public including but not limited to Firstcall n...